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MP

Migual Damien Patterson

MERLIN'S PRIEST
ANDERSON, IN
·CRD# 5126220·19 years experience

Professional Summary

Migual Damien Patterson, who also goes by Migual Patterson, is a registered financial advisor currently at MERLIN'S PRIEST located in Anderson, Indiana. Migual is registered as a RR (Registered Representative) and started their career in finance in 2007. Migual has worked at 3 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 7TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Migual Patterson

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

MERLIN'S PRIEST·CRD# 334898
BD
5411 Dr. Mlk Jr. Blvd, Anderson, IN 46013
February 27, 2026 - Present
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Fishers (indianapolis), IN
March 18, 2008 - September 8, 2008
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
January 8, 2007 - May 25, 2007

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Current Firm

MP
MERLIN'S PRIEST

MERLIN'S PRIEST | MERLIN'S PRIEST, LLC

CRD#: 334898 / SEC#: 8-71331
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

5411 Dr. Mlk Jr. Blvd, Anderson, IN 46013

Mailing Address

725 Forest Dr, Anderson, IN 46011

Phone Number

(765) 606-5899

Established

Indiana since 08/29/2014

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PATTERSON, MIGUAL DAMIENCEO, ELECTED MANAGER AND MEMBER5126220
UPSHAW, JOHN CHRISTOPHERFINANCIAL AND OPERATIONS PRINCIPAL AND CHIEF COMPLIANCE OFFICER5511420

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Indiana
(5/15/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2025About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed May 2026About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Feb 2026About the Series 99TO exam

Series 7TO — General Securities Representative Examination

Passed Mar 2025About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2025About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2007About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2025About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Migual Damien Patterson's CRS (Customer Relationship Summary).

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