Beverly A. Carino

ADVANCED ADVISOR GROUP

Cambridge, MN 55008

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CRD#: 5511174

Professional summary

Beverly Agag Carino, who also goes by Beverly A Carino, Beverly Carino, Carino, is a registered financial professional currently at ADVANCED ADVISOR GROUP, LLC located in Cambridge, Minnesota.

Beverly is registered as a RR (Registered Representative) and started their career in finance in 2013. Beverly has worked at 14 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Beverly A Carino | Beverly Carino | Carino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Beverly Agag Carino's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2026 - Present

ADVANCED ADVISOR GROUP, LLC

Office #1: 1995 East Rum River Drive S., Cambridge, MN 55008

RIA

CRD#: 140393

Cambridge, MN

Past

November 17, 2022 - December 20, 2023

J.P. MORGAN SECURITIES LLC

CRD#: 79

Tempe, AZ

Past

November 30, 2021 - September 12, 2022

MWA FINANCIAL SERVICES INC.

CRD#: 112630

ROCK ISLAND, IL

Past

November 9, 2020 - August 17, 2021

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Phoenix, AZ

Past

June 8, 2020 - July 22, 2020

USAA INVESTMENT SERVICES COMPANY

CRD#: 5475

Phoenix, AZ

Past

April 23, 2019 - June 8, 2020

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

PHOENIX, AZ

Past

June 5, 2017 - November 6, 2018

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

June 5, 2017 - November 6, 2018

OSAIC SERVICES, INC.

CRD#: 133763

SCOTTSDALE, AZ

Past

June 5, 2017 - November 6, 2018

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

June 5, 2017 - November 6, 2018

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

September 10, 2015 - April 11, 2016

SII INVESTMENTS, INC.

CRD#: 2225

SCOTTSDALE, AZ

Past

April 1, 2014 - August 4, 2014

MML STRATEGIC DISTRIBUTORS, LLC

CRD#: 168638

Phoenix, AZ

Past

August 23, 2013 - April 1, 2014

MML DISTRIBUTORS, LLC

CRD#: 38030

PHOENIX, AZ

Past

August 23, 2013 - August 4, 2014

MML INVESTORS SERVICES, LLC

CRD#: 10409

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVANCED ADVISOR GROUP, LLC

ADVANCED ADVISOR GROUP, LLC | EFS ADVISORS, LLC | EFS ADVISORS

CRD#: 140393 / SEC#: 801-118465, 8-67313

RIA

Registered Investment Advisory firm - SEC (4/17/2020 Approved)

Iowa

Registered Investment Advisory firm - SEC (6/29/2021 Terminated)

Minnesota

Registered Investment Advisory firm - SEC (8/10/2021 Terminated)

Wisconsin

Registered Investment Advisory firm - SEC (6/29/2021 Terminated)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Minnesota
(3/31/2026)

Washington
(3/31/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/14/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/30/2018

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/23/2013

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 6/20/2022

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

ADVANCED ADVISOR GROUP, LLC

ADVANCED ADVISOR GROUP, LLC | EFS ADVISORS, LLC | EFS ADVISORS

CRD#: 140393 / SEC#: 801-118465, 8-67313

RIA

Registered Investment Advisory firm - SEC (4/17/2020 Approved)

Iowa

Registered Investment Advisory firm - SEC (6/29/2021 Terminated)

Minnesota

Registered Investment Advisory firm - SEC (8/10/2021 Terminated)

Wisconsin

Registered Investment Advisory firm - SEC (6/29/2021 Terminated)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

1995 East Rum River Drive S., Cambridge, MN 55008

Mailing Address

1995 East Rum River Drive S., Cambridge, MN 55008

Phone number

(763) 689-9023

Established

Minnesota since 09/29/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (3 States and Territories)

FINRA licenses (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

AAG ADV PART 2 BROCHURE (3/11/2025)

Direct owners and executive officers

Name	Position	CRD#
SCHUTTE, KENT DONALD	PRESIDENT	1432361
FULLER, DOROTHY SUSAN	EXECUTIVE REP. FINOP	4496954
KILLIAN, ELLIE JO	CHIEF COMPLIANCE OFFICER	6364589

Regulatory assets under management

Total Number of Accounts	105
AUM (Assets Under Management)	$ 13,497,240

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Beverly A. Carino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Beverly Agag Carino's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVANCED ADVISOR GROUP, LLC

J.P. MORGAN SECURITIES LLC

MWA FINANCIAL SERVICES INC.

CHARLES SCHWAB & CO., INC.

USAA INVESTMENT SERVICES COMPANY

USAA FINANCIAL ADVISORS, INC.

WOODBURY FINANCIAL SERVICES, INC.

OSAIC SERVICES, INC.

OSAIC WEALTH, INC.

FSC SECURITIES CORPORATION

SII INVESTMENTS, INC.

MML STRATEGIC DISTRIBUTORS, LLC

MML DISTRIBUTORS, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

ADVANCED ADVISOR GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/14/2017

SIE

Date: 10/1/2018

Series 7

Date: 1/30/2018

Series 6

Date: 8/23/2013

Series 26

Date: 6/20/2022

FINRA

Current Firm

ADVANCED ADVISOR GROUP, LLC

Contact information

SEC notice filing (3 States and Territories)

FINRA licenses (47 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

ADVANCED ADVISOR GROUP, LLC

TRUST BUT VERIFY

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