Beverly Agag Carino

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Jamil Abdullah

FALCON WEALTH PLANNING, LLC

ONTARIO, CA · CRD#

View profile

Frederick Sharbaugh

PARK AVENUE SECURITIES LLC

BATON ROUGE, LA · CRD#

View profile

Eric Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

AUSTIN, TX · CRD#

View profile

Chad Rusten

ELEMENT SQUARED PRIVATE WEALTH

MINNEAPOLIS, MN · CRD#

View profile

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Jamil Abdullah

FALCON WEALTH PLANNING, LLC

ONTARIO, CA · CRD#

View profile

Frederick Sharbaugh

PARK AVENUE SECURITIES LLC

BATON ROUGE, LA · CRD#

View profile

Eric Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

AUSTIN, TX · CRD#

View profile

Chad Rusten

ELEMENT SQUARED PRIVATE WEALTH

MINNEAPOLIS, MN · CRD#

View profile

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jamil Abdullah

FALCON WEALTH PLANNING, LLC

ONTARIO, CA · CRD#

View profile

Frederick Sharbaugh

PARK AVENUE SECURITIES LLC

BATON ROUGE, LA · CRD#

View profile

Eric Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

AUSTIN, TX · CRD#

View profile

Chad Rusten

ELEMENT SQUARED PRIVATE WEALTH

MINNEAPOLIS, MN · CRD#

View profile

Years of Experience

13 years registered in the securities industry

Current & Past Employments

Current

ADVANCED ADVISOR GROUP, LLCCurrent·CRD# 140393

RIA

BD

1995 East Rum River Drive S., Cambridge, MN 55008

March 31, 2026 - Present

Past

J.P. MORGAN SECURITIES LLCPast·CRD# 79

BD

Tempe, AZ

November 17, 2022 - December 20, 2023

MWA FINANCIAL SERVICES INC.Past·CRD# 112630

BD

Rock Island, IL

November 30, 2021 - September 12, 2022

CHARLES SCHWAB & CO., INC.Past·CRD# 5393

BD

Phoenix, AZ

November 9, 2020 - August 17, 2021

USAA INVESTMENT SERVICES COMPANYPast·CRD# 5475

BD

Phoenix, AZ

June 8, 2020 - July 22, 2020

USAA FINANCIAL ADVISORS, INC.Past·CRD# 129035

BD

Phoenix, AZ

April 23, 2019 - June 8, 2020

WOODBURY FINANCIAL SERVICES, INC.Past·CRD# 421

BD

Oakdale, MN

June 5, 2017 - November 6, 2018

OSAIC SERVICES, INC.Past·CRD# 133763

BD

Scottsdale, AZ

June 5, 2017 - November 6, 2018

OSAIC WEALTH, INC.Past·CRD# 23131

BD

Scottsdale, AZ

June 5, 2017 - November 6, 2018

FSC SECURITIES CORPORATIONPast·CRD# 7461

BD

Atlanta, GA

June 5, 2017 - November 6, 2018

SII INVESTMENTS, INC.Past·CRD# 2225

BD

Scottsdale, AZ

September 10, 2015 - April 11, 2016

MML STRATEGIC DISTRIBUTORS, LLCPast·CRD# 168638

BD

Phoenix, AZ

April 1, 2014 - August 4, 2014

MML INVESTORS SERVICES, LLCPast·CRD# 10409

BD

Phoenix, AZ

August 23, 2013 - August 4, 2014

MML DISTRIBUTORS, LLCPast·CRD# 38030

BD

Phoenix, AZ

August 23, 2013 - April 1, 2014

Similar Advisors

Jamil Abdullah

FALCON WEALTH PLANNING, LLC

ONTARIO, CA · CRD#

View profile

Frederick Sharbaugh

PARK AVENUE SECURITIES LLC

BATON ROUGE, LA · CRD#

View profile

Eric Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

AUSTIN, TX · CRD#

View profile

Chad Rusten

ELEMENT SQUARED PRIVATE WEALTH

MINNEAPOLIS, MN · CRD#

View profile

Current Firm

AA

ADVANCED ADVISOR GROUP, LLC

ADVANCED ADVISOR GROUP, LLC | EFS ADVISORS, LLC | EFS ADVISORS

CRD#: 140393 / SEC#: 801-118465, 8-67313

RIA

Registered Investment Advisory firm - SEC (4/17/2020 Approved)

Iowa

Registered Investment Advisory firm - SEC (6/29/2021 Terminated)

Minnesota

Registered Investment Advisory firm - SEC (8/10/2021 Terminated)

Wisconsin

Registered Investment Advisory firm - SEC (6/29/2021 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1995 East Rum River Drive S., Cambridge, MN 55008

Mailing Address

1995 East Rum River Drive S., Cambridge, MN 55008

Phone Number

(763) 689-9023

Established

Minnesota since 09/29/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

# of Employees

11

SEC notice filing (5 States and Territories)

Registered to provide investment advisory services in 5 US states and territories.

FINRA licenses (47 States and Territories)

Registered to provide investment advisory services in 5 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

AAG ADV PART 2 BROCHURE (3/3/2026)

Direct owners and executive officers

Name	Position	CRD#
SCHUTTE, KENT DONALD	PRESIDENT	1432361
FULLER, DOROTHY SUSAN	EXECUTIVE REP. FINOP	4496954
KILLIAN, ELLIE JO	CHIEF COMPLIANCE OFFICER	6364589

Regulatory Assets Under Management

Total Number of Accounts

96

AUM (Assets Under Management)

$10,932,672

Similar Advisors

Jamil Abdullah

FALCON WEALTH PLANNING, LLC

ONTARIO, CA · CRD#

View profile

Frederick Sharbaugh

PARK AVENUE SECURITIES LLC

BATON ROUGE, LA · CRD#

View profile

Eric Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

AUSTIN, TX · CRD#

View profile

Chad Rusten

ELEMENT SQUARED PRIVATE WEALTH

MINNEAPOLIS, MN · CRD#

View profile

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Jamil Abdullah

FALCON WEALTH PLANNING, LLC

ONTARIO, CA · CRD#

View profile

Frederick Sharbaugh

PARK AVENUE SECURITIES LLC

BATON ROUGE, LA · CRD#

View profile

Eric Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

AUSTIN, TX · CRD#

View profile

Chad Rusten

ELEMENT SQUARED PRIVATE WEALTH

MINNEAPOLIS, MN · CRD#

View profile

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AA

ADVANCED ADVISOR GROUP, LLC

ADVANCED ADVISOR GROUP, LLC | EFS ADVISORS, LLC | EFS ADVISORS

CRD#: 140393 / SEC#: 801-118465, 8-67313

RIA

Registered Investment Advisory firm - SEC (4/17/2020 Approved)

Iowa

Registered Investment Advisory firm - SEC (6/29/2021 Terminated)

Minnesota

Registered Investment Advisory firm - SEC (8/10/2021 Terminated)

Wisconsin

Registered Investment Advisory firm - SEC (6/29/2021 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Minnesota
(3/31/2026)

RR

Washington
(3/31/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.