DD
Donald A. Durando
PHX FINANCIAL
Hauppauge, NY 11788
Some features on this profile are disabled
CRD#: 5509340
DD
Professional summary
Donald Angelo Durando is a registered financial professional currently at PHX FINANCIAL, INC. located in Hauppauge, New York.
Donald is registered as a RR (Registered Representative) and started their career in finance in 2008. Donald has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Donald Angelo Durando's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 28, 2014 - Present
PHX FINANCIAL, INC.
Office #1: 150 Motor Parkway Suite 309, Hauppauge, NY 11788BD
CRD#: 144403
Hauppauge, NY
Past
July 11, 2013 - September 26, 2014
IAA FINANCIAL LLC
BD
CRD#: 6578
MELVILLE, NY
Past
March 31, 2008 - June 20, 2013
JOHN THOMAS FINANCIAL
BD
CRD#: 40982
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/31/2014)
RR
Alaska(11/16/2017)
RR
Arizona(2/20/2015)
RR
Arkansas(10/22/2015)
RR
California(8/28/2014)
RR
Colorado(1/6/2016)
RR
Connecticut(8/28/2014)
RR
Delaware(10/22/2015)
RR
District of Columbia(1/12/2016)
RR
Florida(8/28/2014)
RR
Georgia(1/13/2016)
RR
Idaho(10/22/2015)
RR
Illinois(1/6/2016)
RR
Indiana(10/23/2015)
RR
Iowa(1/6/2016)
RR
Kansas(3/11/2016)
RR
Kentucky(4/1/2016)
RR
Louisiana(1/30/2016)
RR
Maine(3/11/2016)
RR
Maryland(8/28/2014)
RR
Massachusetts(10/23/2015)
RR
Michigan(5/2/2019)
RR
Minnesota(8/28/2014)
RR
Missouri(1/27/2016)
RR
Nebraska(4/23/2015)
RR
Nevada(1/30/2016)
RR
New Jersey(8/28/2014)
RR
New Mexico(3/8/2016)
RR
New York(8/28/2014)
RR
North Carolina(8/28/2014)
RR
North Dakota(2/16/2016)
RR
Ohio(4/23/2015)
RR
Oklahoma(1/30/2016)
RR
Oregon(1/6/2016)
RR
Pennsylvania(5/21/2015)
RR
Puerto Rico(4/29/2021)
RR
South Carolina(1/27/2016)
RR
South Dakota(2/1/2017)
RR
Tennessee(1/10/2019)
RR
Texas(1/15/2015)
RR
Utah(10/22/2015)
RR
Virginia(4/24/2015)
RR
Washington(10/22/2015)
RR
West Virginia(6/1/2018)
RR
Wisconsin(2/16/2016)
RR
Wyoming(1/30/2016)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PF
PHX FINANCIAL, INC.
BLACKWALL CAPITAL MARKETS, INC. | PHX FINANCIAL, INC. | PHOENIX FINANCIAL SERVICES | GRANDVIEW CAPITAL, INC.
CRD#: 144403 / SEC#: , 8-67653
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
100 Wall Street Floor 10, New York, NY 10005
Mailing Address
100 Wall Street Floor 10, New York, NY 10005
Phone number
(212) 776-4187
Established
Florida since 12/27/2006
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
