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Gregory Blake Taunt

IASG ALTERNATIVES
CHICAGO, IL
·CRD# 5507626·18 years experience

Professional Summary

Gregory Blake Taunt is a registered financial advisor currently at IASG ALTERNATIVES, LLC located in Chicago, Illinois. Gregory is registered as a RR (Registered Representative) and started their career in finance in 2008. Gregory has worked at 5 firms and has passed the Series 63, SIE, Series 34, Series 3, Series 31, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

IASG ALTERNATIVES, LLC·CRD# 175478
BD
1. 141 West Jackson Blvd Suite 1940, Chicago, IL 606042. 141 West Jackson Boulevard Suite 1940, Chicago, IL 60604
November 12, 2015 - Present
REGULUS FINANCIAL GROUP, LLC·CRD# 150631
BD
Kentwood, MI
July 10, 2014 - December 19, 2014
BEST DIRECT SECURITIES, LLC·CRD# 146053
BD
Cedar Falls, IA
October 12, 2011 - July 12, 2012
SUPERFUND USA, LLC·CRD# 147069
BD
Chicago, IL
October 3, 2008 - September 1, 2010
SUPERFUND ASSET MANAGEMENT INC.·CRD# 112246
BD
Chicago, IL
April 4, 2008 - November 17, 2008

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Current Firm

IA
IASG ALTERNATIVES, LLC

IASG ALTERNATIVES | IASG ALTERNATIVES, LLC

CRD#: 175478 / SEC#: 8-69601
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

141 West Jackson Blvd Suite 1940, Chicago, IL 60604

Mailing Address

141 West Jackson Blvd Suite 1940, Chicago, IL 60604

Phone Number

(312) 561-3149

Established

Illinois since 02/24/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (17 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JONKHEER, JONPAULMEMBER5987037
RESCH, TYLER JAMESMEMBER5782913
TAUNT, GREGORY BLAKEMEMBER AND CHIEF COMPLIANCE OFFICER5507626
SAMSON, EDWARD GREGORYFINOP2041321

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(1/8/2016)
RR
Florida
(7/1/2016)
RR
Illinois
(1/4/2016)
RR
Minnesota
(1/16/2024)
RR
New Jersey
(1/4/2017)
RR
New Mexico
(11/15/2024)
RR
New York
(5/10/2016)
RR
Ohio
(3/4/2022)
RR
Rhode Island
(6/28/2022)
RR
Texas
(2/3/2016)
RR
Washington
(8/9/2017)
RR
Wisconsin
(2/10/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2008About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 34 — Retail Off-Exchange FOREX Examination

Passed Mar 2011About the Series 34 exam

Series 3 — National Commodity Futures Examination

Passed Jan 2009About the Series 3 exam

Series 31 — Futures Managed Funds Examination

Passed Jun 2008About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Apr 2008About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Jun 2009About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Gregory Blake Taunt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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