Jean-paul Atallah

RZH ADVISORS LLC

Stamford, CT 06901

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CRD#: 5506492

Professional summary

Jean-paul Atallah is a registered financial advisor currently at RZH ADVISORS LLC located in Stamford, Connecticut.

Jean-paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Jean-paul has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jean-paul Atallah's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 11, 2022 - Present

RZH ADVISORS LLC

Office #1: One Landmark Square 11th Floor, Stamford, CT 06901

RIA

CRD#: 125696

Stamford, CT

Past

November 1, 2016 - July 15, 2022

GYL FINANCIAL SYNERGIES, LLC

RIA

CRD#: 284758

West Hartford, CT

Past

June 18, 2014 - August 2, 2016

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

WEST HARTFORD, CT

Past

June 18, 2014 - August 2, 2016

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

WEST HARTFORD, CT

Past

May 8, 2012 - June 18, 2014

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WEST HARTFORD, CT

Past

April 30, 2012 - June 18, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WEST HARTFORD, CT

Past

September 11, 2009 - December 1, 2010

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

WETHERSFIELD, CT

Past

July 22, 2009 - December 1, 2010

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

WETHERSFIELD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RZH ADVISORS LLC

RELYEA ZUCKERBERG HANSON, LLC | RZH ADVISORS LLC

CRD#: 125696 / SEC#: 801-71454

RIA

Registered Investment Advisory firm - (5/17/2010 Approved)

Connecticut

Registered Investment Advisory firm - (5/18/2010 Terminated)

New York

Registered Investment Advisory firm - (5/18/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(7/11/2022)

IAR

Texas
(7/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/4/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/2/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/21/2009

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 8/22/2012

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 8/9/2012

General Securities Sales Supervisor - Options Module Examination

Current Firm

RZH ADVISORS LLC

RELYEA ZUCKERBERG HANSON, LLC | RZH ADVISORS LLC

CRD#: 125696 / SEC#: 801-71454

RIA

Registered Investment Advisory firm - (5/17/2010 Approved)

Connecticut

Registered Investment Advisory firm - (5/18/2010 Terminated)

New York

Registered Investment Advisory firm - (5/18/2010 Terminated)

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Contact information

Main Address

One Landmark Square 11th Floor, Stamford, CT 06901

Mailing Address

Phone number

(203) 355-0880

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (5/20/2025)

Regulatory assets under management

Total Number of Accounts	1,578
AUM (Assets Under Management)	$ 2,113,150,489

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/22/2025	Cover Page	Report
10/22/2025	Cover Page	Report
11/13/2024	Cover Page	Report
10/04/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jean-paul Atallah

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jean-paul Atallah's CRS (Customer Relationship Summary).

Certified licenses

Experience

GYL FINANCIAL SYNERGIES, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

RZH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/4/2009

SIE

Date: 8/2/2016

Series 7

Date: 7/21/2009

Series 10

Date: 8/22/2012

Series 9

Date: 8/9/2012

Current Firm

RZH ADVISORS LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

RZH ADVISORS LLC

TRUST BUT VERIFY

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