LG
Lois J. Gregory
CETERA INVESTMENT ADVISERS LLC
AKRON, OH 44311
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CRD#: 5504622
LG
Professional summary
Lois J. Gregory, who also goes by Lois J Baxley, Lois Jean Baxley, Lois Baxley, Lois J Gregory, Lois Jean Gregory, Lois Gregory, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Akron, Ohio and CETERA WEALTH SERVICES, LLC located in Cleveland, Ohio.
Lois is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Lois has worked at 12 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lois J Baxley | Lois Jean Baxley | Lois Baxley | Lois J Gregory | Lois Jean Gregory | Lois Gregory
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MEADEN & MOORE FINANCIAL SERVICES, LTD; POSITION: Wealth Management Client Associate NATURE: Meaden & Moore Financial Services, Ltd provides comprehensive financial planning services through Avantax, including investment planning, retirement planning, insurance planning, college planning and annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/01/2022; ADDRESS: 1375 East Ninth Street, Suite 1800, Cleveland OH 44114, US; Onboarding investment clients, investment account maintenance, back office support, opening managed and brokerage, annuity and 529 accounts. 2) TRINITY-LOVE INC; POSITION: Board Member NATURE: 501(c) (3) nonprofit organization, Trinity-Love Inc is a faith based organization that helps the poor and needy in developing countries and serves those living on the margins of society through community initiated projects. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/02/2021; ADDRESS: 2926 19th St NW, Canton OH 44708, US; unpaid board member to help promote awareness of this specific charity, help with any fund raising events, attend meetings. 3) MEADEN & MOORE FINANCIAL SERVICES, LTD DBA THE WEALTH CENTER AT MEADEN & MOORE POSITION: Wealth Management Client Associate NATURE: Meaden & Moore Financial Services, Ltd provides comprehensive financial planning services through Avantax, including investment planning, retirement planning, insurance planning, college planning and annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/01/2022 ADDRESS: 1375 East Ninth Street, Suite 1800, Cleveland OH 44114, United States DESCRIPTION: 1)onboarding investment clients 2)investment account maintenance, 3)back office supportfor Wealth Management Advisors 4) opening managed and brokerage accounts 5) opening annuity accounts and 529 accounts, I am compensated through the Meaden & Moore Ltd entity however, I don't hold any duties or responsibilities to that entity, this entity (Meaden & Moore Financial Services, Ltd) does business as The Wealth Center at Meaden & Moore 4) MEADEN & MOORE FINANCIAL SERVICES, LTD DBA THE WEALTH CENTER POSITION: Wealth Management Client Associate NATURE: Meaden & Moore Financial Services, Ltd provides comprehensive financial planning services through Avantax, including investment planning, retirement planning, insurance planning, college planning and annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/01/2022 ADDRESS: 1375 East Ninth Street, Suite 1800, Cleveland OH 44114, United States DESCRIPTION: 1)onboarding investment clients 2)investment account maintenance, 3)back office supportfor Wealth Management Advisors 4) opening managed and brokerage accounts 5) opening annuity accounts and 529 accounts, I am compensated through the Meaden & Moore Ltd entity however, I don't hold any duties or responsibilities to that entity, this entity (Meaden & Moore Financial Services, Ltd) does business as The Wealth Center at Meaden & Moore
CRS (Client Relationship Summary) - RIA
Click below to view Lois J. Gregory's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: One Gojo Plaza Suite 275, Akron, OH 44311Office #2: 1375 East Ninth St Suite 1800, Cleveland, OH 44114RIA
CRD#: 105644
AKRON, OH
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1375 East Ninth Street Suite 1800, Cleveland, OH 44114Office #2: One Gojo Plaza Suite 275, Akron, OH 44311BD
CRD#: 13572
Cleveland, OH
Past
August 15, 2022 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Cleveland, OH
Past
August 15, 2022 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
AKRON, OH
Past
April 28, 2020 - July 21, 2022
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
PARMA, OH
Past
April 28, 2020 - July 21, 2022
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
PARMA, OH
Past
June 28, 2016 - March 18, 2020
MORGAN STANLEY
RIA
CRD#: 149777
WESTLAKE, OH
Past
June 28, 2016 - March 18, 2020
MORGAN STANLEY
BD
CRD#: 149777
WESTLAKE, OH
Past
June 4, 2015 - June 16, 2016
TRIAD ADVISORS LLC
BD
CRD#: 25803
Rocky River, OH
Past
July 24, 2012 - December 31, 2015
PENSION BUILDERS AND CONSULTANTS/ADVICEWARE
RIA
CRD#: 164400
ROCKY RIVER, OH
Past
June 9, 2011 - November 26, 2012
REHMANN WEALTH
RIA
CRD#: 123047
ROCKY RIVER, OH
Past
March 12, 2010 - June 5, 2015
OSAIC WEALTH, INC.
BD
CRD#: 23131
ROCKY RIVER, OH
Past
March 23, 2009 - July 1, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
WESTLAKE, OH
Past
March 10, 2009 - July 1, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
WESTLAKE, OH
Past
August 4, 2008 - October 9, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CLEVELAND, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Ohio(9/5/2025)
IAR
Ohio(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
