Qi Guo
Professional summary
Qi Guo, who also goes by Henry Guo, Qi (henry) Guo, is a registered financial professional currently at AIME CAPITAL MARKETS LLC located in Great Neck, New York.
Qi is registered as a RR (Registered Representative) and started their career in finance in 2008. Qi has worked at 5 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE, Series 87, Series 86, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Qi Guo's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 5, 2024 - Present
AIME CAPITAL MARKETS LLC
Office #1: 445 Northern Blvd Ste 28, Great Neck, NY 11021November 14, 2022 - April 2, 2024
US TIGER SECURITIES, INC.
April 14, 2015 - March 9, 2016
W.R. HAMBRECHT + CO., LLC
July 21, 2009 - November 5, 2012
THINKEQUITY LLC
April 4, 2008 - July 14, 2009
PACIFIC CREST SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/5/2024)
Exams
Series 79TO
Date: 12/19/2022
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 11/14/2022
General Securities Representative ExaminationFINRA
Current Firm
AIME CAPITAL MARKETS LLC
CRD#: 323458 / SEC#: , 8-71008
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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