Samuel M. Solondz
TRUIST ADVISORY SERVICES
WASHINGTON, DC 20005
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CRD#: 5498121
Professional summary
Samuel M Solondz, CFP®, CIMA®, CPWA®, who also goes by Sam M Solondz, Sam Max Solondz, Sam Solondz, Samuel Max Solondz, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Washington, District Of Columbia and TRUIST INVESTMENT SERVICES, INC. located in Washington, District Of Columbia.
Samuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Samuel has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sam M Solondz | Sam Max Solondz | Sam Solondz | Samuel Max Solondz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
POSITION: Notary NATURE: Public Notary. Able to verify iondividual for the purpose of notarizing documents. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/03/2016 ADDRESS: , Washington DC DESCRIPTION: Notarizing Documents POSITION: Managing Member NATURE: SMS Development is a real estate development company. It purchases property with the intent to renovate, develop, and/or rent. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: , Washington DC DESCRIPTION: Oversee and manage the following:Purchase and sale of real propertyProject management and contractorsPermitting and progress
CRS (Client Relationship Summary) - RIA
Click below to view Samuel M Solondz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
CPWA®
Start date: 2017-10-16
Expire date: 2025-01-31
Experience
Current
September 15, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1445 New York Ave, Nw Fl 4, Washington, DC 20005RIA
CRD#: 283390
WASHINGTON, DC
Current
February 19, 2016 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 1445 New York Ave Nw Fl 1 & 4, Washington, DC 20005BD
CRD#: 17499
Washington, DC
Past
March 15, 2016 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
WASHINGTON, DC
Past
January 24, 2013 - March 18, 2016
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
WASHINGTON, DC
Past
January 8, 2013 - March 18, 2016
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
WASHINGTON, DC
Past
February 14, 2011 - January 7, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
WASHINGTON, DC
Past
February 9, 2011 - January 7, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
WASHINGTON, DC
Past
August 7, 2009 - December 23, 2010
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
BETHESDA, MD
Past
March 27, 2009 - December 23, 2010
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
BETHESDA, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/17/2024)
RR
Alaska(1/17/2024)
RR
Arizona(1/17/2024)
RR
Arkansas(1/17/2024)
RR
California(2/19/2016)
RR
Colorado(9/10/2019)
RR
Connecticut(2/19/2016)
RR
Delaware(2/19/2016)
RR
District of Columbia(2/19/2016)
IAR
District of Columbia(11/9/2016)
RR
Florida(3/14/2016)
RR
Georgia(9/4/2018)
RR
Hawaii(1/17/2024)
RR
Idaho(1/17/2024)
RR
Illinois(3/9/2023)
RR
Indiana(1/17/2024)
RR
Iowa(1/17/2024)
RR
Kansas(1/17/2024)
RR
Kentucky(1/17/2024)
RR
Louisiana(1/17/2024)
RR
Maine(1/17/2024)
RR
Maryland(2/19/2016)
RR
Massachusetts(2/19/2016)
RR
Michigan(1/17/2024)
RR
Minnesota(5/21/2017)
RR
Mississippi(2/19/2016)
RR
Missouri(1/17/2024)
RR
Montana(1/17/2024)
RR
Nebraska(1/17/2024)
RR
Nevada(1/17/2024)
RR
New Hampshire(1/17/2024)
RR
New Jersey(2/19/2016)
RR
New Mexico(1/17/2024)
RR
New York(8/7/2018)
RR
North Carolina(4/6/2016)
RR
North Dakota(1/17/2024)
RR
Ohio(2/19/2016)
RR
Oklahoma(1/17/2024)
RR
Oregon(1/17/2024)
RR
Pennsylvania(2/19/2016)
RR
Puerto Rico(1/17/2024)
RR
Rhode Island(1/17/2024)
RR
South Carolina(2/22/2016)
RR
South Dakota(1/17/2024)
RR
Tennessee(1/17/2024)
RR
Texas(12/1/2017)
IAR
Texas(1/19/2018)
RR
Utah(8/9/2018)
RR
Vermont(1/17/2024)
RR
Virgin Islands(1/17/2024)
RR
Virginia(2/19/2016)
RR
Washington(2/19/2016)
RR
West Virginia(1/17/2024)
RR
Wisconsin(1/17/2024)
RR
Wyoming(1/17/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
