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Francisco Javier Mejia

BB SECURITIES
MIAMI, FL
·CRD# 5496150·17 years experience

Professional Summary

Francisco Javier Mejia, who also goes by Francisco Javier Mejia, Francisco Mejia, is a registered financial advisor currently at BB SECURITIES located in Miami, Florida. Francisco is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Francisco has worked at 6 firms and has passed the Series 65, Series 66, Series 79TO, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Francisco Javier Mejia, Francisco Mejia

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

Current

BB SECURITIESCurrent·CRD# 132701
RIA
BD
1. 2 South Biscayne Blvd. Suite #3150, Miami, FL 331312. 2 South Biscayne Blvd., Suite 2480, Miami, FL 33131
August 13, 2024 - Present
BB SECURITIESCurrent·CRD# 132701
RIA
BD
1. 2 South Biscayne Blvd. Suite #3150, Miami, FL 331312. 2 South Biscayne Blvd., Suite 2480, Miami, FL 33131
July 21, 2022 - Present

Past

HSBC SECURITIES (USA) INC.Past·CRD# 19585
BD
New York City, NY
July 21, 2021 - July 15, 2022
ALLARIA SECURITIES, LLCPast·CRD# 286504
BD
Miami, FL
December 3, 2019 - July 8, 2021
CREAND MANAGEMENTPast·CRD# 154894
RIA
Miami, FL
July 3, 2012 - November 29, 2019
CREAND SECURITIESPast·CRD# 38964
BD
Miami, FL
May 16, 2012 - November 29, 2019
RBC CAPITAL MARKETS, LLCPast·CRD# 31194
RIA
Miami, FL
October 13, 2011 - February 21, 2012
RBC CAPITAL MARKETS, LLCPast·CRD# 31194
BD
Miami, FL
September 20, 2011 - February 21, 2012
CREAND SECURITIESPast·CRD# 38964
BD
Miami, FL
February 11, 2009 - September 27, 2011

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Current Firm

BS
BB SECURITIES

BANCO DO BRASIL SECURITIES LLC | BB SECURITIES

CRD#: 132701 / SEC#: 8-66625
Florida
Registered Investment Advisory firm - SEC (9/6/2022 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

2 South Biscayne Blvd. Suite #3150, Miami, FL 33131

Mailing Address

2 South Biscayne Blvd. Suite #3150, Miami, FL 33131

Phone Number

(407) 608-1780

Established

New York since 07/12/1995

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

# of Employees

11

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BANCO DO BRASIL S.A.SOLE MEMBER—
ABREU, JULIANO MARCATTO DEMEMBER OF THE BOARD OF DIRECTORS7971425
FRANCA, MELISSA BUENOCHIEF COMPLIANCE OFFICER & AMLCO5185735
GOMES DA SILVA, MARCELO HENRIQUEMEMBER OF THE BOARD OF DIRECTORS8315019
INCERROMEO, MARIA ESTIBALIZCHIEF INVESTMENT OFFICER5885341
MOREIRA, JEFERSON MUNHOZCHIEF OPERATING OFFICER5083219
PERRONE LOPES, MARIO ROBERTOMEMBER OF THE BOARD OF DIRECTORS8262918
PORTNOFF, DAVID ROSSFINANCIAL OPERATIONS PRINCIPAL AND PRINCIPAL FINANCIAL OFFICER2977967
RIOS NOGALES GARCES, FABIO LUISPRINCIPAL OPERATIONS OFFICER5788772
ROSSI, GUILHERME ALEXANDREMEMBER OF THE BOARD OF DIRECTORS7824752
SILVA ROSOSTOLATO, DIOGOCHIEF EXECUTIVE OFFICER7629292
VEZZARO, JULIO CESARMEMBER OF THE BOARD OF DIRECTORS7425235
0

Disclosures

Civil Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(7/21/2022)
RR
California
(7/21/2022)
RR
Colorado
(7/21/2022)
RR
Connecticut
(7/21/2022)
RR
Delaware
(7/21/2022)
RR
District of Columbia
(7/21/2022)
RR
Florida
(7/21/2022)
IAR
Florida
(8/13/2024)
RR
Georgia
(7/21/2022)
RR
Illinois
(7/21/2022)
RR
Indiana
(7/21/2022)
RR
Iowa
(7/21/2022)
RR
Kansas
(7/21/2022)
RR
Maryland
(7/21/2022)
RR
Massachusetts
(7/21/2022)
RR
Minnesota
(7/21/2022)
RR
Missouri
(7/21/2022)
RR
New Jersey
(7/21/2022)
RR
New Mexico
(7/21/2022)
RR
New York
(7/21/2022)
RR
North Carolina
(7/21/2022)
RR
Ohio
(7/21/2022)
RR
Pennsylvania
(7/21/2022)
RR
Texas
(7/21/2022)
RR
Virginia
(7/21/2022)
RR
Washington
(7/21/2022)
RR
Wisconsin
(7/21/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2024About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed Oct 2011About the Series 66 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2009About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Francisco Javier Mejia's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Francisco Javier Mejia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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