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Paul J. Golden

MUFSON HOWE HUNTER & PARTNERS
PHILADELPHIA, PA 19103
Some features on this profile are disabled
CRD#: 5495772
PG

Professional summary

Paul Joseph Golden is a registered financial professional currently at MUFSON HOWE HUNTER & PARTNERS LLC located in Philadelphia, Pennsylvania.

Paul is registered as a RR (Registered Representative) and started their career in finance in 2008. Paul has worked at 4 firms and has passed the Series 66, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paul Joseph Golden's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 13, 2024 - Present

MUFSON HOWE HUNTER & PARTNERS LLC

Office #1: 1717 Arch Street 37th Floor - Suite 3740, Philadelphia, PA 19103
BD
CRD#: 132353
PHILADELPHIA, PA
Past

July 27, 2022 - November 20, 2023

CEIBA FINANCIAL, LLC

BD
CRD#: 298977
Tysons, VA
Past

July 9, 2021 - June 30, 2022

FINALIS SECURITIES LLC

BD
CRD#: 305908
NEW YORK, NY
Past

April 1, 2008 - June 15, 2021

MCLEAN SECURITIES, LLC

BD
CRD#: 104117
MCLEAN, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Pennsylvania
(2/13/2024)
RR
Virginia
(5/22/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/1/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/31/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/18/2010
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MH
MUFSON HOWE HUNTER & PARTNERS LLC
MUFSON HOWE HUNTER & PARTNERS LLC

CRD#: 132353 / SEC#: , 8-66587

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
1717 Arch Street 39th Floor, Philadelphia, PA 19103
Mailing Address
1717 Arch Street 39th Floor, Philadelphia, PA 19103
Phone number
(215) 399-5410
Established
Delaware since 10/14/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MUFSON HOWE HUNTER & COMPANY LLC (MHH&CO)INVESTING MEMBER
ECK, BRANDON KURTGENERAL SECURITIES PRINCIPAL4182691
MUFSON, MICHAEL JPRESIDENT, COO AND CHIEF COMPLIANCE OFFICER1215614
SIPKIN, JOSEPH GARYFINOP1334813

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MUFSON HOWE HUNTER & PARTNERS LLC

CRD#: 132353Philadelphia, PA 19103

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