John K. Kriel

ISC ADVISORS

College Station, TX 77845

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CRD#: 5492133

Professional summary

John Karl Kriel, CFP®, who also goes by John Kriel, is a registered financial advisor currently at ISC ADVISORS, INC. located in College Station, Texas and INSTITUTIONAL SECURITIES CORPORATION located in College Station, Texas.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. John has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Kriel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)John Kriel Agriculture--Kriel Ranch, Sole Proprietor, Agriculture production, timber, beef cattle, non-investment related, College Station, TX, Start Date: 3/2011, 4-6 hours per month, outside of trading hours. 2)John Kriel, College Station, TX, investment related, Agent/Broker, offering accident/health insurance, disability insurance, fixed/indexed annuities and long-term car insurance, August 2009, 2 hours per week with 8-10 hours during trading hours. 3) Kriel Financial Services, LLC, 50% owner, investment related, College Station, TX, start 4/2017, assisting clients with financial services offerings to include securities and insurance, 40 hours per week with 40 hours per week during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Karl Kriel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

April 3, 2017 - Present

ISC ADVISORS, INC.

Office #1: 750 William D. Fitch Pkwy Suite 520, College Station, TX 77845

RIA

CRD#: 166586

College Station, TX

Current

April 3, 2017 - Present

INSTITUTIONAL SECURITIES CORPORATION

Office #1: 750 Willaim D. Fitch Pkwy Suite 520, College Station, TX 77845

CRD#: 20291

College Station, TX

Past

February 25, 2008 - April 11, 2017

OSAIC FA, INC.

CRD#: 3978

COLLEGE STATION, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ISC ADVISORS, INC.

CRD#: 166586 / SEC#: 801-77727

RIA

Registered Investment Advisory firm - (3/20/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arkansas
(10/3/2019)

California
(4/4/2022)

Colorado
(4/4/2022)

Louisiana
(4/4/2022)

IAR

New Mexico
(3/3/2025)

North Carolina
(4/4/2022)

Texas
(4/3/2017)

IAR

Texas
(4/3/2017)

Virginia
(11/11/2024)

Wisconsin
(11/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/7/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/22/2008

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ISC ADVISORS, INC.

CRD#: 166586 / SEC#: 801-77727

RIA

Registered Investment Advisory firm - (3/20/2013 Approved)

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Contact information

Main Address

3500 Oak Lawn Ave Ste 400, Dallas, TX 75219

Mailing Address

Phone number

(214) 520-1115

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ISC ADVISORS PART 2A-MARCH 2024 (7/30/2025)

Regulatory assets under management

Total Number of Accounts	1,989
AUM (Assets Under Management)	$ 1,539,119,817

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John K. Kriel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Karl Kriel's CRS (Customer Relationship Summary).

Certified licenses

Experience

ISC ADVISORS, INC.

INSTITUTIONAL SECURITIES CORPORATION

OSAIC FA, INC.

Primary Firm SEC Registration

ISC ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/7/2008

SIE

Date: 10/1/2018

Series 6

Date: 2/22/2008

FINRA

Current Firm

ISC ADVISORS, INC.

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ISC ADVISORS, INC.

TRUST BUT VERIFY

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