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CRD#: 20291
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

INSTITUTIONAL SECURITIES CORPORATION is located at 3500 Oak Lawn Ave Suite 400, Dallas, TX 75219 and was first established at Dallas, Texas in 06/24/1987. After operating for 39 years, INSTITUTIONAL SECURITIES CORPORATION has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of INSTITUTIONAL SECURITIES CORPORATION’s clients are individuals and 0% of their clients are high net worth individuals. INSTITUTIONAL SECURITIES CORPORATION has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at INSTITUTIONAL SECURITIES CORPORATION are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access INSTITUTIONAL SECURITIES CORPORATION‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at INSTITUTIONAL SECURITIES CORPORATION. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for INSTITUTIONAL SECURITIES CORPORATION Comes From

Understanding the Statistics for INSTITUTIONAL SECURITIES CORPORATION and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
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HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
3500 Oak Lawn Ave Suite 400, Dallas, TX 75219
Mailing Address
3500 Oak Lawn Ave Suite 400, Dallas, TX 75219
Firm Size
Small
Phone Number
(214) 520-1115
Established
Texas since 06/24/1987
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Part 2 Brochures

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ISC GROUP, INC.OWNS APPLICANT
BLYTHE, TERRY LYNNCHIEF COMPLIANCE OFFICER1822890
HAYES, SCOTT ALLENPRESIDENT2375916
STERLING, DONALD WILLIAMFINANCIAL OPERATIONS PRINCIPAL1192425

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at INSTITUTIONAL SECURITIES CORPORATION

ML

Mickey Eugene Lea

IAR
RR
CRD#: 800093
Location:
Bryan, TX 77802
Company:
ISC ADVISORS, INC.
Disclosures:
Experience:
51 years
DA

David William Allaire

Dave Allaire
IAR
RR
CRD#: 1906408
Location:
Warwick, RI 02888
Company:
MYSTIC ASSET MANAGEMENT
Disclosures:
Experience:
37 years
DS

Donald William Sterling

Don Sterling
RR
CRD#: 1192425
Location:
Dallas, TX 75219
Company:
INSTITUTIONAL SECURITIES CORPORATION
Disclosures:
Experience:
42 years
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