Jorge A. Crespo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jorge Alberto Crespo, who also goes by Jorge Crespo, was a registered financial professional .
Jorge is a previously registered financial professional and started their career in finance in 2008. Jorge had worked at 5 firms and has passed the Series 66, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2012 - June 18, 2013
WTS PROPRIETARY TRADING GROUP LLC
February 13, 2012 - March 6, 2012
TCT SECURITIES & DERIVATIVES, LLC
September 6, 2011 - January 27, 2012
JVB FINANCIAL GROUP, LLC
March 15, 2010 - February 7, 2011
AMERITAS INVESTMENT COMPANY, LLC
February 11, 2009 - February 7, 2011
AMERITAS INVESTMENT COMPANY, LLC
October 9, 2008 - February 19, 2009
OSAIC FS, INC.
May 12, 2008 - February 19, 2009
OSAIC FS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
