AG
Amber R. Goetz
FIRST COMMAND ADVISORY SERVICES
Fort Worth, TX 76109
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CRD#: 5490930
AG
Professional summary
Amber Renee Goetz, who also goes by Amber Renee Goetz, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Fort Worth, Texas and FIRST COMMAND BROKERAGE SERVICES, INC. located in Fort Worth, Texas.
Amber is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Amber has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Amber Renee Goetz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name of the other business: Auntie Ams Toffee Co ; Whether the business is investment-related: No ; Address of the other business: 192 Crown Pointe Blvd #618, Willow Park, TX 76087 ; Nature of the other business: Owner/Sole/Partner ; Your position, title, or relationship with the other business: Owner, Sole Proprietor ; The start date of your relationship: Nov 01, 2020 ; The approximate number of hours/month you devote to the other business: 1 to 5 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: I manage a toffee business where I make and sell toffee through local markets in Texas. (2) Name of the other business: GPTA Investments, LLC Whether the business is investment-related: No Address of the other business: 8794 Rolling Acres Trail, Fair Oaks Ranch, TX 78015 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Managing Member The start date of your relationship: May 15, 2024 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: The LLC was formed to conduct owner-financing to buyers of inherited property passed to all beneficiaries upon my father's death. I do not have specific duties and only receive periodic distributions.
CRS (Client Relationship Summary) - RIA
Click below to view Amber Renee Goetz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 1, 2024 - Present
FIRST COMMAND ADVISORY SERVICES
Office #1: 1 Firstcomm Plaza, Fort Worth, TX 76109RIA
CRD#: 281958
Fort Worth, TX
Current
May 1, 2024 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 1 Firstcomm Plaza, Fort Worth, TX 76109BD
CRD#: 3641
Fort Worth, TX
Past
February 9, 2022 - December 5, 2023
PROSPERA FINANCIAL SERVICES, INC.
RIA
CRD#: 10740
DALLAS, TX
Past
February 9, 2022 - December 5, 2023
PROSPERA FINANCIAL SERVICES, INC.
BD
CRD#: 10740
DALLAS, TX
Past
August 3, 2017 - January 24, 2022
LION STREET FINANCIAL, LLC
BD
CRD#: 165828
AUSTIN, TX
Past
July 25, 2017 - January 24, 2022
LION STREET ADVISORS, LLC
RIA
CRD#: 167610
AUSTIN, TX
Past
March 30, 2016 - September 7, 2016
WFG ADVISORS, LP
RIA
CRD#: 125073
Dallas, TX
Past
November 8, 2013 - September 7, 2016
WFG INVESTMENTS, INC.
BD
CRD#: 22704
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(5/1/2024)
IAR
Texas(5/1/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
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Contact information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
