Trevor D. Pease

HUNTINGTON SECURITIES

Columbus, OH 43231

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CRD#: 5488828

Professional summary

Trevor David Pease, who also goes by Trevor Pease, is a registered financial professional currently at HUNTINGTON SECURITIES, INC. located in Columbus, Ohio.

Trevor is registered as a RR (Registered Representative) and started their career in finance in 2008. Trevor has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Trevor Pease

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Trevor David Pease's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 19, 2018 - Present

HUNTINGTON SECURITIES, INC.

Office #1: 5555 Cleveland Ave, Columbus, OH 43231

CRD#: 2261

Columbus, OH

Past

April 16, 2018 - October 18, 2018

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

COLUMBUS, OH

Past

August 10, 2012 - June 19, 2017

REGIONS SECURITIES LLC

CRD#: 159475

Atlanta, GA

Past

January 1, 2011 - March 31, 2012

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

April 22, 2008 - January 12, 2009

TRUIST SECURITIES, INC.

CRD#: 6271

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(10/19/2018)

Ohio
(10/19/2018)

Exams

State Security Law Exam

Series 63

Date: 9/27/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/21/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/15/2015

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

HUNTINGTON SECURITIES, INC.

HUNTINGTON CAPITAL MARKETS | HUTCHINSON, SHOCKEY, ERLEY & CO. | HUTCHINSON SHOCKEY ERLEY | HUNTINGTON SECURITIES, INC.

CRD#: 2261 / SEC#: , 8-5761

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

41 South High St, Columbus, OH 43287

Mailing Address

41 South High St, Columbus, OH 43287

Phone number

(312) 443-1560

Established

Delaware since 02/08/1957

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (29 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
HUNTINGTON BANCSHARES INCORPORATED	DIRECT OWNER
BEEKMAN, TODD ANDREW	DIRECTOR	6291198
BORRELLI, MARK ROBERT	GENERAL COUNSEL/SECRETARY	6803711
COSTANZO, SAMANTHA ANN	DIRECTOR	4133695
DIBOWSKI, TERRA	HEAD OF BROKERAGE OPERATIONS	5468840
FITZSIMMONS, DAVID RAYMOND	HEAD OF INSTITUTIONAL SALES & TRADING, DIRECTOR	4245434
HERBERT, KATHERINE ELEANOR	CONTROLLER/FINOP	6412263
KLEINMAN, SCOTT DAVID	DIRECTOR	2357636
MILCETICH, MATTHEW LOUIS	PRESIDENT	6419334
SZWAGULAK, JOHN W III	CHIEF COMPLIANCE OFFICER	4033023
WALTHER, KATHLEEN	DIRECTOR	7858303

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Trevor D. Pease

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Trevor David Pease's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE HUNTINGTON INVESTMENT COMPANY

REGIONS SECURITIES LLC

MORGAN KEEGAN & COMPANY, LLC

TRUIST SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/27/2012

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/21/2008

Series 24

Date: 10/15/2015

FINRA

Current Firm

HUNTINGTON SECURITIES, INC.

Contact information

FINRA licenses (29 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

HUNTINGTON SECURITIES, INC.

TRUST BUT VERIFY

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