Ali M. Ardehali
Professional summary
Ali Mohammad Ardehali, who also goes by Ali Mohammad Ardehali, Mohammad Ali Ardehali-fard, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Thornton, Colorado and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Ali is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Ali has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ali Mohammad Ardehali's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 5, 2022 - Present
EMPOWER ADVISORY GROUP, LLC
April 5, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111June 25, 2012 - March 29, 2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
June 12, 2008 - March 29, 2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 7, 2008 - March 28, 2008
NATIONAL PLANNING CORPORATION
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
