Peter J. Richardson

BLAYLOCK VAN

New York, NY 10022

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CRD#: 5484130

Professional summary

Peter Justin Richardson, who also goes by Peter Richardson, is a registered financial professional currently at BLAYLOCK VAN, LLC located in New York, New York.

Peter is registered as a RR (Registered Representative) and started their career in finance in 2008. Peter has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Peter Richardson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Justin Richardson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 21, 2023 - Present

BLAYLOCK VAN, LLC

Office #1: 600 Lexington Avenue 3rd Floor, New York, NY 10022

CRD#: 145317

New York, NY

Past

February 7, 2022 - December 31, 2023

SEAPORT GLOBAL SECURITIES LLC

CRD#: 116270

NEW YORK, NY

Past

March 8, 2021 - January 19, 2022

SIERRA PACIFIC SECURITIES, LLC

CRD#: 155160

New York, NY

Past

December 6, 2010 - February 26, 2021

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

August 3, 2009 - September 27, 2010

COASTAL SECURITIES, INC.

CRD#: 27834

HOUSTON, TX

Past

February 18, 2008 - June 26, 2008

OSAIC SERVICES, INC.

CRD#: 133763

SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(12/21/2023)

Exams

State Security Law Exam

Series 63

Date: 2/26/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/31/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/15/2008

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

BLAYLOCK VAN, LLC

BLAYLOCK BEAL VAN, LLC | BLAYLOCK VAN, LLC | BLAYLOCK ROBERT VAN, LLC

CRD#: 145317 / SEC#: 801-69136, 8-67721

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

600 Lexington Avenue 10th Floor, Oakland, CA 94612

Mailing Address

600 Lexington Avenue 3rd Floor, New York, NY 10022

Phone number

(212) 715-6600

Established

California since 03/26/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (36 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
ROBERT VAN SECURITIES, INC	SOLE VOTING MEMBER
BLAYLOCK & COMPANY, INC	NON-VOTING MEMBER
CIULLA, ALEXANDER JOHN	FINOP, CFO, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	2635660
HOUGH, JERVIS BENNETT	BD CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER	4291302
KALISPEL TRIBAL ECONOMIC AUTHORITY	NON-VOTING MEMBER
SEAPORT GLOBAL SECURITIES LLC	SHAREHOLDER	116270
STANDIFER, ERIC VAN	MANAGER; CEO; GSP; MSP	1025776

Disclosures

Regulatory Event

Red Flags

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Peter J. Richardson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Justin Richardson's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEAPORT GLOBAL SECURITIES LLC

SIERRA PACIFIC SECURITIES, LLC

OPPENHEIMER & CO. INC.

COASTAL SECURITIES, INC.

OSAIC SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/26/2008

SIE

Date: 10/1/2018

Series 7

Date: 7/31/2009

Series 6

Date: 2/15/2008

FINRA

Current Firm

BLAYLOCK VAN, LLC

Contact information

FINRA licenses (36 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BLAYLOCK VAN, LLC

TRUST BUT VERIFY

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