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Eric Van Standifer

BLAYLOCK VAN
NEW YORK, NY
·CRD# 1025776·44 years experience

Professional Summary

Eric Van Standifer is a registered financial advisor currently at BLAYLOCK VAN, LLC located in New York, New York. Eric is registered as a RR (Registered Representative) and started their career in finance in 1981. Eric has worked at 8 firms and has passed the Series 65, Series 63, Series 79TO, Series 52TO, SIE, Series 5, Series 7, Series 4, Series 53 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

BLAYLOCK VAN, LLC·CRD# 145317
BD
1. 600 Lexington Avenue 3rd Floor, New York, NY 100222. 600 Lexington Avenue 3rd Floor, New York, NY 100223. 350 Frank H. Ogawa Plaza 10th Floor, Oakland, CA, 946124. 14 Ne First Ave 2nd Floor, Miami, FL 331325. 203 North Lasalle Suite 2100, Chicago, IL 60601
December 21, 2007 - Present
SPI STRATEGIES, LLC·CRD# 130295
RIA
Oakland, CA
January 23, 2017 - July 23, 2020
BLAYLOCK VAN, LLC·CRD# 145317
RIA
Boulder, CO
November 12, 2008 - August 22, 2020
ROBERT VAN SECURITIES, INC.·CRD# 29581
RIA
Oakland, CA
February 28, 2008 - December 31, 2008
ROBERT VAN SECURITIES, INC.·CRD# 29581
RIA
Oakland, CA
October 4, 2006 - December 21, 2007
GREENBOOK SECURITIES, INC.·CRD# 121447
BD
San Diego, CA
June 15, 2005 - June 27, 2006
RVS FINANCIAL ADVISORS OF CALIFORNIA LLC·CRD# 130463
RIA
Oakland, CA
September 13, 2004 - September 1, 2007
SPI STRATEGIES, LLC·CRD# 130295
RIA
Oakland, CA
March 19, 2004 - December 31, 2016
ROBERT VAN SECURITIES, INC.·CRD# 29581
BD
Oakland, CA
June 11, 1992 - December 21, 2007
FIRST MONTAUK SECURITIES CORP.·CRD# 13755
BD
Red Bank, NJ
December 19, 1991 - December 31, 1999
SUTRO & CO. INCORPORATED·CRD# 801
BD
San Francisco, CA
April 5, 1984 - December 23, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
December 24, 1981 - March 19, 1984

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Current Firm

BV
BLAYLOCK VAN, LLC

BLAYLOCK BEAL VAN, LLC | BLAYLOCK VAN, LLC | BLAYLOCK ROBERT VAN, LLC

CRD#: 145317 / SEC#: 801-69136, 8-67721
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

600 Lexington Avenue 10th Floor, Oakland, CA 94612

Mailing Address

600 Lexington Avenue 3rd Floor, New York, NY 10022

Phone Number

(212) 715-6600

Established

California since 03/26/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (38 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
ROBERT VAN SECURITIES, INCSOLE VOTING MEMBER—
BLAYLOCK & COMPANY, INCNON-VOTING MEMBER—
CIULLA, ALEXANDER JOHNFINOP, CFO, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER2635660
HOUGH, JERVIS BENNETTBD CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER4291302
KALISPEL TRIBAL ECONOMIC AUTHORITYNON-VOTING MEMBER—
SEAPORT GLOBAL SECURITIES LLCSHAREHOLDER116270
STANDIFER, ERIC VANMANAGER; CEO; GSP; MSP1025776

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(1/2/2008)
RR
New York
(1/3/2008)
RR
Texas
(4/13/2016)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2000About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1982About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 5 — Interest Rate Options Examination

Passed Jan 1982

Series 7 — General Securities Representative Examination

Passed Dec 1981About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Jan 1999About the Series 4 exam

Series 53 — Municipal Securities Principal Examination

Passed Oct 1993About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Feb 1992About the Series 24 exam
FINRA
SRO Registrations
Texas Stock Exchange LLC
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Eric Van Standifer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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