Richard Prescott Nasser
Professional Summary
Richard Prescott Nasser, who also goes by Prescott Richard Nasser, is a registered financial advisor currently at COIT CAPITAL SECURITIES LLC located in San Francisco, California. Richard is registered as a RR (Registered Representative) and started their career in finance in 2008. Richard has worked at 4 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Prescott Richard Nasser
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Years of Experience
17 years in the financial services industry
Current & Past Employments
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Current Firm
COIT CAPITAL SECURITIES LLC
Contact Information
Main Address
238 Francisco Street, San Francisco, CA 94133Mailing Address
238 Francisco Street, San Francisco, CA 94133Phone Number
(415) 277-2297Established
California since 03/28/2012Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (5 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/14/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Richard Prescott Nasser's CRS (Customer Relationship Summary).
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