Stephen K. Hassell

HASSELL WEALTH MANAGEMENT

Houma, LA 70360

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CRD#: 5483545

Professional summary

Stephen Kelly Hassell, CFP® is a registered financial advisor currently at HASSELL WEALTH MANAGEMENT located in Houma, Louisiana.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Stephen has worked at 2 firms and has passed the SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

9/23/2016 - Tangible Properties LLC - Investment Related - Home Based - Real Estate Rental - Started 06/2016 - 0 Hours Per Month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Kelly Hassell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

October 15, 2018 - Present

HASSELL WEALTH MANAGEMENT

Office #1: 300 Lafayette Street Suite 200, Houma, LA 70360

RIA

CRD#: 297892

Houma, LA

Past

January 9, 2017 - December 20, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

HOUMA, LA

Past

January 5, 2017 - December 20, 2018

LPL FINANCIAL LLC

CRD#: 6413

HOUMA, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HASSELL WEALTH MANAGEMENT

HASSELL WEALTH MANAGEMENT | HASSELL WEALTH MANAGEMENT, L.L.C.

CRD#: 297892 / SEC#: 801-114012

RIA

Registered Investment Advisory firm - (9/26/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(10/15/2018)

IAR

Texas
(11/14/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/5/2017

General Securities Representative Examination

Current Firm

HASSELL WEALTH MANAGEMENT

HASSELL WEALTH MANAGEMENT | HASSELL WEALTH MANAGEMENT, L.L.C.

CRD#: 297892 / SEC#: 801-114012

RIA

Registered Investment Advisory firm - (9/26/2018 Approved)

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Contact information

Main Address

300 Lafayette Street Suite 200, Houma, LA 70360

Mailing Address

Phone number

(985) 868-9881

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HASSELL WEALTH MGMT FORM ADV PART 2A BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	1,161
AUM (Assets Under Management)	$ 348,596,307

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen K. Hassell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Kelly Hassell's CRS (Customer Relationship Summary).

Certified licenses

Experience

HASSELL WEALTH MANAGEMENT

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

HASSELL WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

SIE

Date: 10/1/2018

Series 7

Date: 1/5/2017

Current Firm

HASSELL WEALTH MANAGEMENT

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HASSELL WEALTH MANAGEMENT

TRUST BUT VERIFY

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