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RH

Robert Herron

CFP®
NATIONWIDE FUND DISTRIBUTORS
Columbus, OH
·CRD# 5478481·18 years experience

Professional Summary

Robert Herron, CFP®, who also goes by Robert Ford Herron, Herron F. Robert, Herron Ford Robert, is a registered financial advisor currently at NATIONWIDE FUND DISTRIBUTORS LLC located in Columbus, Ohio. Robert is registered as a RR (Registered Representative) and started their career in finance in 2008. Robert has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Ford Herron, Herron F. Robert, Herron Ford Robert

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial Planner

Years of Experience

18 years in the financial services industry

Current & Past Employments

NATIONWIDE FUND DISTRIBUTORS LLC·CRD# 25910
BD
One Nationwide Plaza 1-18-102, Columbus, OH 43215
May 17, 2017 - Present
NATIONWIDE INVESTMENT ADVISORS, LLC·CRD# 142373
RIA
Columbus, OH
December 18, 2019 - August 2, 2024
NATIONWIDE SECURITIES, LLC·CRD# 11173
RIA
Columbus, OH
August 1, 2013 - September 30, 2014
NATIONWIDE SECURITIES, LLC·CRD# 11173
BD
Columbus, OH
July 23, 2013 - September 30, 2014
NATIONWIDE INVESTMENT ADVISORS, LLC·CRD# 142373
RIA
Columbus, OH
April 5, 2010 - July 8, 2013
NATIONWIDE INVESTMENT SERVICES CORPORATION·CRD# 7110
BD
Columbus, OH
February 21, 2008 - July 24, 2013

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Current Firm

NF
NATIONWIDE FUND DISTRIBUTORS LLC

ALLIED GROUP MERCHANT BANKING CORPORATION | VILLANOVA DISTRIBUTION SERVICES, INC. | NATIONWIDE FUND DISTRIBUTORS LLC | GARTMORE DISTRIBUTION SERVICES, INC.

CRD#: 25910 / SEC#: 8-42135
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

One Nationwide Plaza 1-18-102, Columbus, OH 43215

Mailing Address

One Nationwide Plaza 1-18-102, Columbus, OH 43215

Phone Number

(614) 435-6278

Established

Delaware since 04/29/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
NFS DISTRIBUTORS INC.OWNER—
ANIANO, JOSEPH NICHOLASSENIOR VICE PRESIDENT, INVESTMENT MANAGEMENT GROUP4303290
BUTSON, HOLLY ANNCHIEF COMPLIANCE OFFICER724115
CUMMINGS, LELAND THOMASCHAIRMAN, DIRECTOR & PRESIDENT2523271
GINNAN, STEVEN A.MANAGER6984613
HAWLEY, CRAIG ALANMANAGER4499105
RIMES, STEPHEN RANDOLPHVP, ASSOCIATE GENERAL COUNSEL AND ASSISTANT SECRETARY4138948
ROSWELL, EWAN THEODOREAVP, FINANCE CONTROLLERSHIP-NF AND FINOP3056545

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

--BBQ catering Rocky Fork BBQ LLC located at 657 Sycamore Mill Drive Gahanna OH. Started on 9/1/17. 4 hours devoted a month. 0 hours during trading hours. Not investment related. --Position: Owner Company/Employer: Herron Fishing LLC Location: Gahanna, OH Start Date: 05/02/2022 Hours Devoted Monthly: 8 Hours During Trading Hours: 0 Investment Related: No

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2019About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2010About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2013About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2008About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Robert Herron's CRS (Customer Relationship Summary).

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