Joel M. Field
EAGLE STRATEGIES
NEW YORK, NY 10170
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CRD#: 5478168
Joel Mount Field IIIEAGLE STRATEGIES
Professional summary
Joel Mount Field III, CFP®, CLU® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in New York, New York and NYLIFE SECURITIES LLC located in Worthington, Ohio.
Joel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Joel has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; start date 02/2012] [Notary Public; Notary Public; 420 Lexington Ave., 15th FL New York, Y 10036; Start Date 01/2017; Role/Title: Notary Public; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF FIELD FINANCIAL STRATEGIES, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; DUBLIN, OH; START DATE: 10/2015] [Painting; I have a hobby of oil painting. sell my paintings.; 406 W. 44th St., Apt. 21 New York, NY 10036 (my home address); Start Date 02/2017; Role/Title: Owner; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours] [FFS Holdings, LLC; investment rental property; 75 E. Wilson Bridge Rd., Ste. C-1 Worthington, OH 43085; Start Date 05/2017; Role/Title: Member; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Spiritual Teaching and Preaching; I serve in a volunteer capacity only and sometimes teach or preach in services for different churches.; 169 E Elm St. Greenwich, CT 06830; Start Date 03/2018; Role/Title: Volunteer; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [NYLARC Holding Company, Inc.; Reinsuring the life insurance that I write with New York Life; 51 Madison Avenue, New York, NY 10010; Start Date 06/2018; Role/Title: Investor; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [WeLivv; WeLivv is a home furnishings marketplace, connecting sellers of home furnishings to buyers, on a website platform; 417 5th Avenue, New York, NY, 10016; Start Date 12/2019; Role/Title: Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Churchill Co Investment Partners II, L.P. Access Fund; I will be investing as a limited partner in a partnership. The general partner will manage all elements of the business- I will have no business responsibilities. The business will be making private equity investments in privately held companies.; Churchill Asset Management 375 Park Avenue, 9th FL New York, NY 10152; Start Date 03/2024; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF Field Financial Strategies, LLC D/B/A Field Financial Strategies and Insurance Solutions in the State of CA FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; WORTHINGTON, OH; START DATE: 10/2025]
CRS (Client Relationship Summary) - RIA
Click below to view Joel Mount Field III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
December 14, 2010 - Present
EAGLE STRATEGIES LLC
Office #1: 420 Lexington Avenue Suite 300, New York, NY 10170Office #2: 75 E. Wilson Bridge Road Suite C4, Worthington, OH 43085RIA
CRD#: 110826
NEW YORK, NY
Current
March 11, 2009 - Present
NYLIFE SECURITIES LLC
Office #1: 75 E. Wilson Bridge Road Suite C-1, Worthington, OH 43085Office #2: 420 Lexington Avenue 14th & 15th Floor, New York, NY 10170BD
CRD#: 5167
WORTHINGTON, OH
Past
January 28, 2008 - February 12, 2009
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
COLUMBUS, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2024)
RR
Alaska(7/14/2025)
RR
Arizona(5/6/2025)
RR
California(7/14/2015)
RR
Colorado(5/21/2020)
RR
Connecticut(6/28/2010)
IAR
Connecticut(11/10/2021)
RR
Delaware(6/4/2019)
RR
Florida(3/9/2017)
RR
Georgia(1/9/2019)
RR
Idaho(2/6/2025)
RR
Illinois(2/9/2021)
RR
Indiana(10/5/2009)
RR
Maryland(8/6/2019)
RR
Massachusetts(6/30/2020)
RR
Minnesota(2/12/2026)
RR
Nebraska(7/14/2026)
RR
Nevada(3/2/2026)
RR
New Jersey(10/22/2015)
RR
New York(11/3/2010)
IAR
New York(8/3/2021)
RR
North Carolina(5/6/2026)
RR
Ohio(3/11/2009)
IAR
Ohio(12/14/2010)
RR
Oregon(1/18/2019)
RR
Pennsylvania(2/22/2021)
RR
South Carolina(4/11/2025)
RR
Texas(11/22/2017)
IAR
Texas(11/30/2017)
RR
Virginia(5/28/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Loading...
Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
