Adam M. Lublin
KESTRA PRIVATE WEALTH SERVICES
Waterville, OH 43566
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CRD#: 5477080
Professional summary
Adam Matthew Lublin is a registered financial advisor currently at KESTRA PRIVATE WEALTH SERVICES, LLC located in Waterville, Ohio and KESTRA INVESTMENT SERVICES, LLC located in Waterville, Ohio.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Adam has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: 1052 PRAY BLVD POSITION: Member/owner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/24/2024 ADDRESS: 1052 Pray Blvd, Waterville OH 43566 DESCRIPTION: Collect rent and maintain property as landlord. Business Name: 1052 PRAY BLVD LLC POSITION: Member NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/07/2023 ADDRESS: 1052 Pray Blvd, Waterville OH 43566 DESCRIPTION: Manage maintenance on building, collect rent from tenant. Business Name: ARC PRIVATE WEALTH POSITION: Managing Partner/ Wealth Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/24/2024 ADDRESS: 1052 Pray Blvd, Waterville OH 43566 DESCRIPTION: Managing client portfolios and creating financial plans Business Name: ARC PARTNERS POSITION: Owner NATURE: Facilitate buy sell agreement INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/24/2024 ADDRESS: 1052 Pray Blvd, Waterville OH 43566 DESCRIPTION: Manage Expenses Business Name: LUBLIN FINANCIAL LLC POSITION: Owner NATURE: Pass through INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/24/2024 ADDRESS: 11001 Preserve Blvd, Whitehouse OH 43571 DESCRIPTION: Operating daily activities of running the business
CRS (Client Relationship Summary) - RIA
Click below to view Adam Matthew Lublin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 24, 2024 - Present
KESTRA PRIVATE WEALTH SERVICES, LLC
Office #1: 1052 Pray Blvd, Waterville, OH 43566RIA
CRD#: 155193
Waterville, OH
Current
June 24, 2024 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1052 Pray Blvd, Waterville, OH 43566BD
CRD#: 42046
Waterville, OH
Past
June 24, 2024 - June 24, 2024
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
WATERVILLE, OH
Past
June 10, 2011 - June 25, 2024
EDWARD JONES
RIA
CRD#: 250
Whitehouse, OH
Past
June 9, 2011 - June 25, 2024
EDWARD JONES
BD
CRD#: 250
Whitehouse, OH
Past
May 17, 2011 - June 7, 2011
TFO WEALTH PARTNERS
RIA
CRD#: 124407
MAUMEE, OH
Past
October 30, 2008 - May 10, 2011
EDWARD JONES
RIA
CRD#: 250
TEMPERANCE, MI
Past
August 19, 2008 - May 10, 2011
EDWARD JONES
BD
CRD#: 250
TEMPERANCE, MI
Past
February 7, 2008 - August 4, 2008
AMERICAN FAMILY SECURITIES, LLC
BD
CRD#: 104433
TOLEDO, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/24/2024)
RR
California(3/10/2025)
RR
Colorado(6/24/2024)
RR
Florida(6/24/2024)
RR
Georgia(6/24/2024)
RR
Illinois(6/24/2024)
RR
Indiana(6/24/2024)
RR
Kentucky(6/24/2024)
RR
Massachusetts(6/24/2024)
RR
Michigan(6/24/2024)
RR
Missouri(6/24/2024)
RR
Nevada(6/24/2024)
RR
New York(6/24/2024)
RR
North Carolina(6/27/2024)
RR
Ohio(6/24/2024)
IAR
Ohio(6/25/2024)
RR
Oklahoma(6/24/2024)
RR
Tennessee(6/24/2024)
RR
Texas(6/24/2024)
IAR
Texas(6/24/2024)
RR
Virginia(6/24/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
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Contact information
Main Address
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
198
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27,816 |
| AUM (Assets Under Management) | $ 10,210,576,595 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA PRIVATE WEALTH SERVICES, LLC
CRD#: 155193Waterville, OH 43566TRUST BUT VERIFY
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Contact information
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