JR
Jesus S. Romero
CETERA INVESTMENT ADVISERS LLC
DALLAS, TX
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CRD#: 5475246
JR
Professional summary
Jesus Salvador Romero is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Dallas, Texas and CETERA WEALTH SERVICES, LLC located in Dallas, Texas.
Jesus is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Jesus has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Jesus S. Romero CPA PC 12655 N Central Expwy, Ste 700~Dallas~TX~75243~Tax Preparation/Accounting~Owner/Sole Proprietor~5/1/2012~100hrs~36hrs~Offers tax, accounting, bookkeeping and business advisory services to clients. 2) Casa View Assembly of God 9949 Ferguson Rd~Dallas~TX~75228~Other~Other~7/14/2019~5hrs~0hrs~I will need to prepare a curriculum for my class as a guide| 3) THE TAX FLOW LLC POSITION: Creater/Owner NATURE: I created a mobile app to track the tax returns in my office during tax season. I would like to create a corporation to resale subscriptions to the public. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2021 ADDRESS: 12655 N Central Expy Ste 700, Suite 119, Dallas TX 75243, DESCRIPTION: This tax tracking App is currently only for my office. I hired a software company last year to take my excel spreadsheet and put on the web that can be accessed from any location with internet access. Working out the bugs but should be ready to go live in the Winter 2021. 4) JESUS S ROMERO CPA PC POSITION: Owner NATURE: CPA FIRM THAT WILL SUBLEASE EXTRA OFFICE SPACE TO TENANTS, SIMILAR TO AN EXECUTIVE SUITE INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 6 START DATE: 01/01/2023 ADDRESS: 2722 W. Kingsley Road, Suite 119, Garland TX 75041, United States DESCRIPTION: TENANTS WOULD PAY ME RENT AND WE PROVIDE THEM AN OFFICE SPACE, A SHARED RECEPTIONIST, CONFERENCE ROOM AND COPY ROOM 5) SACHSE LADY MUSTANG ATHLETICS BOOSTER CLUB POSITION: Board Member - treasurer NATURE: Booster club created to support the Sachse High School female athletes thru various fund raisers and events. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/09/2023 ADDRESS: 2722 W. Kingsley Road, Suite 119, Garland TX 75041, United States DESCRIPTION: Responsible to the cash collection and deposits of all school fund raisers and spirit wear sales. Will present monthly results to the board and parents. I will not be involved in any fundraising events. 6) LANDON HILARIO FOUNDATION POSITION: Treasurer NATURE: Introduce minorities and economically challenged youth to the sport of golf and help them become exposed to the sport of golf in a fun and positive way. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/04/2024 ADDRESS: 12801 N Central Expy, Ste 1220, Dallas TX 75243, United States DESCRIPTION: Assist with the accounting and business administration of the foundation 7) RENTAL POSITION: Owner NATURE: I rent office space to other professionals INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2025 ADDRESS: 12801 N Central Expy, Ste 1220, Dallas TX 75243, United States DESCRIPTION: Share office space with Don Townsend - Recruiter, Larry Willig - CPA, Julissa Romero - Diagnostician. I collect rent, maintain space, provide phone, internet and a receptionist. 8) COMMERCIAL RENTAL PROPERTY POSITION: Owner NATURE: I would like to buy land and build RV and boat storages in Texas or buy existing RV parks and modernize. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/10/2025 ADDRESS: 12801 N Central Expy, Ste 1220, Dallas TX 75243, United States DESCRIPTION: I would be responsible for all the investment of capital and securing any business loans. I would hire and manage property managers and maintenance personnel and office managers to do the day-to-day activities.
CRS (Client Relationship Summary) - RIA
Click below to view Jesus Salvador Romero's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
DALLAS, TX
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 12801 N Central Expy Suite 1220, Dallas, TX 75243BD
CRD#: 13572
Dallas, TX
Past
October 13, 2022 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Dallas, TX
Past
December 23, 2015 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Dallas, TX
Past
September 22, 2009 - December 31, 2015
PFS INVESTMENTS INC.
BD
CRD#: 10111
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/1/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
