Virginia J. Leon
Professional summary
Virginia Jean Leon, who also goes by VIrginia J Nguyen, Virginia Jean Nguyen, is a registered financial advisor currently at PATHWAY ADVISORS, LLC located in Fallbrook, California.
Virginia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Virginia has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Virginia Jean Leon's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 22, 2020 - Present
PATHWAY ADVISORS, LLC
Office #1: 1595 South Mission Road, Fallbrook, CA 92028January 31, 2012 - July 24, 2018
INDEPENDENT FINANCIAL GROUP, LLC
January 30, 2012 - July 24, 2018
INDEPENDENT FINANCIAL GROUP, LLC
September 1, 2011 - February 2, 2012
CETERA INVESTMENT ADVISERS LLC
August 16, 2011 - February 2, 2012
CETERA FINANCIAL SPECIALISTS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/22/2020)
Exams
Current Firm
PATHWAY ADVISORS, LLC
CRD#: 306117 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 299 |
| AUM (Assets Under Management) | $ 57,952,485 |
Red Flags
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