Geoffrey Andrew Fradkin
Professional Summary
Geoffrey Andrew Fradkin, who also goes by Geoffrey Fradkin, is a registered financial advisor currently at METLIFE INVESTORS DISTRIBUTION COMPANY located in Bridgewater, New Jersey. Geoffrey is registered as a RR (Registered Representative) and started their career in finance in 2009. Geoffrey has worked at 2 firms and has passed the SIE, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Geoffrey Fradkin
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
17 years in the financial services industry
Current & Past Employments
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Current Firm
AMERICAN DISTRIBUTORS, INC. | METLIFE INVESTORS DISTRIBUTION COMPANY | GENERAL AMERICAN DISTRIBUTORS, INC.
Contact Information
Main Address
200 Park Avenue 4th Floor, New York City, NY 10166Mailing Address
200 Park Avenue 4th Floor, New York City, NY 10166Phone Number
(973) 355-4954Established
Missouri since 10/03/2000Firm Type
CorporationFiscal Year End
DecemberFirm Size
MediumFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE INVESTORS GROUP, LLC | SHAREHOLDER | — |
| BISHOP, ALLISON ALEXANDRA | GENERAL COUNSEL | 5915862 |
| FRADKIN, GEOFFREY ANDREW | DIRECTOR, VICE PRESIDENT | 5473381 |
| KUCHINSKY, ALEXIS NATALIE | CHIEF COMPLIANCE OFFICER | 4343809 |
| LOPEZ, GABRIEL ADOLPH | DIRECTOR AND SENIOR VICE PRESIDENT | 2554216 |
| MCDERMOTT, MICHAEL | DIRECTOR, SENIOR VICE PRESIDENT | 5577809 |
| METZGER, DIANNE | CHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CEO | 8130951 |
| RUSSO, WILLIAM | CHIEF FINANCIAL OFFICER | 6239019 |
| SMITH-WALL, ANIKA AYANNA-NJERI | DIRECTOR, VICE PRESIDENT | 7414359 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/30/2016)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2009About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed May 2018About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Geoffrey Andrew Fradkin's CRS (Customer Relationship Summary).
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