Gabriel Adolph Lopez
Professional Summary
Gabriel Adolph Lopez, who also goes by Gabe Lopez, is a registered financial advisor currently at METLIFE INVESTORS DISTRIBUTION COMPANY located in Warwick, Rhode Island. Gabriel is registered as a RR (Registered Representative) and started their career in finance in 1994. Gabriel has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Gabe Lopez
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
AMERICAN DISTRIBUTORS, INC. | METLIFE INVESTORS DISTRIBUTION COMPANY | GENERAL AMERICAN DISTRIBUTORS, INC.
Contact Information
Main Address
200 Park Avenue 4th Floor, New York City, NY 10166Mailing Address
200 Park Avenue 4th Floor, New York City, NY 10166Phone Number
(973) 355-4954Established
Missouri since 10/03/2000Firm Type
CorporationFiscal Year End
DecemberFirm Size
MediumFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE INVESTORS GROUP, LLC | SHAREHOLDER | — |
| BISHOP, ALLISON ALEXANDRA | GENERAL COUNSEL | 5915862 |
| FRADKIN, GEOFFREY ANDREW | DIRECTOR, VICE PRESIDENT | 5473381 |
| KUCHINSKY, ALEXIS NATALIE | CHIEF COMPLIANCE OFFICER | 4343809 |
| LOPEZ, GABRIEL ADOLPH | DIRECTOR AND SENIOR VICE PRESIDENT | 2554216 |
| MCDERMOTT, MICHAEL | DIRECTOR, SENIOR VICE PRESIDENT | 5577809 |
| METZGER, DIANNE | CHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CEO | 8130951 |
| RUSSO, WILLIAM | CHIEF FINANCIAL OFFICER | 6239019 |
| SMITH-WALL, ANIKA AYANNA-NJERI | DIRECTOR, VICE PRESIDENT | 7414359 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/20/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 1994About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jan 2001About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Gabriel Adolph Lopez's CRS (Customer Relationship Summary).
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