EG
Evan P. Green
MOELIS & COMPANY LLC
Los Angeles, CA 90067
Some features on this profile are disabled
CRD#: 5469319
EG
Professional summary
Evan Patrick Green is a registered financial professional currently at MOELIS & COMPANY LLC located in Los Angeles, California.
Evan is registered as a RR (Registered Representative) and started their career in finance in 2008. Evan has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Evan Patrick Green's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 9, 2023 - Present
MOELIS & COMPANY LLC
Office #1: 10100 Santa Monica Blvd Suite 1600, Los Angeles, CA 90067BD
CRD#: 145115
Los Angeles, CA
Past
January 29, 2018 - January 24, 2023
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
Past
September 22, 2008 - January 17, 2018
BARCLAYS CAPITAL INC.
BD
CRD#: 19714
NEW YORK, NY
Past
August 13, 2008 - September 22, 2008
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/18/2024)
RR
Alaska(1/18/2024)
RR
Arizona(1/18/2024)
RR
Arkansas(1/18/2024)
RR
California(2/9/2023)
RR
Colorado(1/18/2024)
RR
Connecticut(1/18/2024)
RR
Delaware(1/18/2024)
RR
District of Columbia(1/18/2024)
RR
Florida(1/18/2024)
RR
Georgia(1/18/2024)
RR
Hawaii(1/18/2024)
RR
Idaho(1/18/2024)
RR
Illinois(1/18/2024)
RR
Indiana(1/18/2024)
RR
Iowa(1/18/2024)
RR
Kansas(1/18/2024)
RR
Kentucky(1/18/2024)
RR
Louisiana(1/18/2024)
RR
Maine(1/18/2024)
RR
Maryland(1/18/2024)
RR
Massachusetts(1/18/2024)
RR
Michigan(1/18/2024)
RR
Minnesota(1/18/2024)
RR
Mississippi(1/18/2024)
RR
Missouri(1/18/2024)
RR
Montana(1/18/2024)
RR
Nebraska(1/18/2024)
RR
Nevada(1/18/2024)
RR
New Hampshire(1/18/2024)
RR
New Jersey(1/18/2024)
RR
New Mexico(1/18/2024)
RR
New York(2/9/2023)
RR
North Carolina(1/18/2024)
RR
North Dakota(1/18/2024)
RR
Ohio(1/18/2024)
RR
Oklahoma(1/18/2024)
RR
Oregon(1/18/2024)
RR
Pennsylvania(1/18/2024)
RR
Puerto Rico(1/18/2024)
RR
Rhode Island(1/18/2024)
RR
South Carolina(1/18/2024)
RR
South Dakota(1/18/2024)
RR
Tennessee(1/18/2024)
RR
Texas(2/9/2023)
RR
Utah(1/18/2024)
RR
Vermont(1/18/2024)
RR
Virginia(1/18/2024)
RR
Washington(1/18/2024)
RR
West Virginia(1/18/2024)
RR
Wisconsin(1/18/2024)
RR
Wyoming(1/18/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
M&
MOELIS & COMPANY LLC
MOELIS | MOELIS & COMPANY LLC | MOELIS & COMPANY
CRD#: 145115 / SEC#: , 8-67705
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
399 Park Avenue 4th Floor, New York, NY 10022
Mailing Address
399 Park Avenue 4th Floor, New York, NY 10022
Phone number
(212) 883-3800
Established
Delaware since 06/12/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MOELIS & COMPANY GROUP LP | PARENT COMPANY | |
| CALLESANO, CHRIS PETER | CFO, PRINCIPAL OPERATIONS OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4889259 |
| MAHMOODZADEGAN, NAVID ALI | CHIEF EXECUTIVE OFFICER | 2609804 |
| MOELIS, KENNETH DAVID | EXECUTIVE CHAIRMAN | 1015047 |
| PILCHER CIAFONE, KATHERINE CELY | CHIEF OPERATING OFFICER | 4573006 |
| RAICH, JEFFREY ALAN | EXECUTIVE VICE CHAIRMAN | 2016620 |
| WATANABE, OSAMU RICHARD | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | 2875185 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
