Shital P. Mars
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shital Parikh Mars, who also goes by Shital Pankaj Parikh, was a registered financial professional .
Shital is a previously registered financial professional and started their career in finance in 2008. Shital had worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 53, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2016 - November 3, 2017
BOUSTEAD SECURITIES, LLC
July 5, 2016 - February 3, 2017
IFS SECURITIES
February 25, 2014 - September 11, 2014
GLOBAL ARENA CAPITAL CORP
July 23, 2008 - September 28, 2012
BASIS FINANCIAL, LLC
April 28, 2008 - June 10, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
April 22, 2008 - June 10, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BOUSTEAD SECURITIES, LLC
CRD#: 141391 / SEC#: , 8-67384
Contact information
FINRA licenses (47 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
