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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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JD

John A. Digirolamo

NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST
ORELAND, PA
Some features on this profile are disabled
CRD#: 5465049
JD

Professional summary

John A Digirolamo, who also goes by John Anthony Digirolamo, John Digirolamo, is a registered financial advisor currently at NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST located in Oreland, Pennsylvania and DELAWARE DISTRIBUTORS, L.P. located in Philadelphia, Pennsylvania.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. John has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

John Anthony Digirolamo | John Digirolamo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John A Digirolamo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 20, 2020 - Present

NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST

Office #2: 610 Market Street, Philadelphia, PA 19106
RIA
CRD#: 105390
ORELAND, PA
Current

November 15, 2012 - Present

DELAWARE DISTRIBUTORS, L.P.

Office #1: 610 Market St 100 Independence, Philadelphia, PA 19106
BD
CRD#: 14232
Philadelphia, PA
Past

November 15, 2012 - April 20, 2020

DELAWARE CAPITAL MANAGEMENT ADVISERS, INC

RIA
CRD#: 152237
PHILADELPHIA, PA
Past

October 7, 2010 - January 19, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
EXTON, PA
Past

October 7, 2010 - January 19, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
EXTON, PA
Past

April 11, 2008 - September 14, 2010

NEW ENGLAND SECURITIES

RIA
CRD#: 615
NEWTOWN SQUARE, PA
Past

February 21, 2008 - September 14, 2010

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEWTOWN SQUARE, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NI
NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST
CPG FUND ADVISERS | VANTAGE INVESTMENT ADVISERS | NOMURA INVESTMENTS FUND ADVISERS | NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST | NOMURA INVESTMENT MANAGEMENT ADVISERS | NOMURA ALTERNATIVE STRATEGIES | MACQUARIE PRIVATE FUND ADVISERS | MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST | MACQUARIE ASSET ADVISERS | DELAWARE MANAGEMENT COMPANY | DELAWARE MANAGEMENT BUSINESS TRUST | DELAWARE LINCOLN INVESTMENT ADVISERS | DELAWARE LINCOLN CASH MANAGEMENT | DELAWARE CAPITAL MANAGEMENT

CRD#: 105390 / SEC#: 801-32108

RIA
Registered Investment Advisory firm - (5/31/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Pennsylvania
(11/15/2012)
IAR
Pennsylvania
(4/20/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/21/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/20/2008
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

NI
NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST
CPG FUND ADVISERS | VANTAGE INVESTMENT ADVISERS | NOMURA INVESTMENTS FUND ADVISERS | NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST | NOMURA INVESTMENT MANAGEMENT ADVISERS | NOMURA ALTERNATIVE STRATEGIES | MACQUARIE PRIVATE FUND ADVISERS | MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST | MACQUARIE ASSET ADVISERS | DELAWARE MANAGEMENT COMPANY | DELAWARE MANAGEMENT BUSINESS TRUST | DELAWARE LINCOLN INVESTMENT ADVISERS | DELAWARE LINCOLN CASH MANAGEMENT | DELAWARE CAPITAL MANAGEMENT

CRD#: 105390 / SEC#: 801-32108

RIA
Registered Investment Advisory firm - (5/31/1988 Approved)
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Contact information

Main Address
610 Market Street, Philadelphia, PA 19106
Mailing Address
Phone number
(215) 255-2300
Established
Firm type
Fiscal year end
# of Employees
598

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST FORM ADV-PART 2A BROCHURE (12/22/2025)

Regulatory assets under management

Total Number of Accounts317
AUM (Assets Under Management)$ 164,320,917,908

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST

CRD#: 105390Oreland, PA

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