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FIND A DELAWARE DISTRIBUTORS, L.P. FINANCIAL ADVISOR NEAR ME

Find, Compare and Monitor Financial Advisors at DELAWARE DISTRIBUTORS, L.P.

CRD#: 14232
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

DELAWARE DISTRIBUTORS, L.P. is located at 100 Independence 610 Market Street, Philadelphia, PA 19106-2354 and was first established at Philadelphia, Delaware in 12/21/1994. After operating for 31 years, DELAWARE DISTRIBUTORS, L.P. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of DELAWARE DISTRIBUTORS, L.P.’s clients are individuals and 0% of their clients are high net worth individuals. DELAWARE DISTRIBUTORS, L.P. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at DELAWARE DISTRIBUTORS, L.P. are registered to handle securities or provide financial advice. The firm has 3 disclosures, 3 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access DELAWARE DISTRIBUTORS, L.P.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at DELAWARE DISTRIBUTORS, L.P.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for DELAWARE DISTRIBUTORS, L.P. Comes From

Understanding the Statistics for DELAWARE DISTRIBUTORS, L.P. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
3

FIRM INFORMATION

Main Address
100 Independence 610 Market Street, Philadelphia, PA 19106-2354
Mailing Address
100 Independence 610 Market Street, Philadelphia, PA 19106-2354
Firm Size
Small
Phone Number
(215) 255-1200
Established
Delaware since 12/21/1994
Firm Type
Partnership
Fiscal year end
March
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
DELAWARE INVESTMENTS DISTRIBUTION PARTNERS, INC. ("DIDP")LIMITED PARTNER OF APPLICANT
IVY DISTRIBUTORS, INC.LIMITED PARTNER OF APPLICANT
CONNOR, DAVID FORRESTERDIRECTOR4243088
DELAWARE CAPITAL MANAGEMENT, A SERIES OF MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST,("DCM")LIMITED PARTNER OF APPLICANT
DELAWARE DISTRIBUTORS, INC. ("DDI")GENERAL PARTNER OF APPLICANT
GARVEY, THOMAS FCHIEF COMPLIANCE OFFICER2845051
HOBAN, STEPHEN (NO MIDDLE NAME)FINOP5089370
HOBAN, STEPHEN (NO MIDDLE NAME)VP/CHIEF FINANCIAL OFFICER5089370
HUTCHINSON, MILISSA ANNPRESIDENT5727922
LYTLE, SHAWN KEITHDIRECTOR5816747
SALUS, RICHARD (NO MIDDLE NAME)DIRECTOR2850592

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Advisor's working at DELAWARE DISTRIBUTORS, L.P.

TK

Timothy Todd Katusha

IAR
RR
CRD#: 1901569
Location:
Saratoga Springs, NY
Company:
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST
Disclosures:
Experience:
37 years
View Profile
JL

John Robert Logan

John Rober Logan
IAR
RR
CRD#: 2109934
CIMA®: Certified Investment Management Analyst
Location:
Philadelphia, PA 19103-7098
Company:
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST
Disclosures:
Experience:
30 years
View Profile
SS

Sarah Elizabeth Schiavoni

Sarah Elizabeth Schiavoni, Sarah Elizabeth Sullivan, Sarah Schiavoni Sullivan
IAR
RR
CRD#: 4211994
CFP®: Certified Financial Planner
Location:
Philadelphia, PA 19103-7098
Company:
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST
Disclosures:
Experience:
25 years
View Profile
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