Richard Owen Jr.

BEECH HILL ADVISORS,

Naples, FL

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CRD#: 5461926

Professional summary

Richard Owen Jr. JR, who also goes by Richard Owen Jr, is a registered financial advisor currently at BEECH HILL ADVISORS, INC located in Naples, Florida and BEECH HILL SECURITIES, INC. located in New York, New York.

Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Richard has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard Owen Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM DUALLY EMPLOYED WITH BEECH HILL ADVISORS WHICH PROVIDES INVESTMENT MANAGEMENT ADVICE. I am a Vice-President. The firm is located at 880 Third Avenue, New York, NY 10022. I began working in 2014. I work every month in this capacity, ca. 2-5 hours daily, including during trading hours. I provide investment advice and general planning.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Owen Jr. JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 27, 2014 - Present

BEECH HILL ADVISORS, INC

RIA

CRD#: 110457

Naples, FL

Current

January 24, 2014 - Present

BEECH HILL SECURITIES, INC.

Office #1: 880 Third Avenue 16th Floor, New York, NY 10022

CRD#: 24771

New York, NY

Past

February 22, 2010 - January 30, 2014

MORGAN STANLEY

RIA

CRD#: 149777

NEW YORK, NY

Past

June 1, 2009 - January 30, 2014

MORGAN STANLEY

CRD#: 149777

NEW YORK, NY

Past

March 14, 2008 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BEECH HILL ADVISORS, INC

BEECH HILL ADVISORS, INC | CANTOR, WEISS & WURM ASSET MANAGEMENT CO., INC. | CANTOR & WEISS ASSET MANAGEMENT CO., INC.

CRD#: 110457 / SEC#: 801-31503

RIA

Registered Investment Advisory firm - (4/1/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(1/27/2014)

Florida
(1/24/2014)

IAR

Florida
(2/5/2014)

Maine
(3/23/2023)

Massachusetts
(11/24/2014)

New Jersey
(1/24/2014)

IAR

New Jersey
(1/28/2014)

New York
(1/24/2014)

IAR

New York
(8/17/2022)

North Carolina
(10/18/2018)

Pennsylvania
(1/24/2014)

Rhode Island
(3/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/29/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/13/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BEECH HILL ADVISORS, INC

BEECH HILL ADVISORS, INC | CANTOR, WEISS & WURM ASSET MANAGEMENT CO., INC. | CANTOR & WEISS ASSET MANAGEMENT CO., INC.

CRD#: 110457 / SEC#: 801-31503

RIA

Registered Investment Advisory firm - (4/1/1988 Approved)

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Contact information

Main Address

880 Third Ave 16th Floor, New York, NY 10022

Mailing Address

Phone number

(212) 350-7250

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BEECH HILL ADVISORS BROCHURE (8/12/2025)

Regulatory assets under management

Total Number of Accounts	559
AUM (Assets Under Management)	$ 358,565,215

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard Owen Jr.

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Owen Jr. JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

BEECH HILL SECURITIES, INC.

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

BEECH HILL ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/29/2008

SIE

Date: 10/1/2018

Series 7

Date: 3/13/2008

FINRA

Current Firm

BEECH HILL ADVISORS, INC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BEECH HILL ADVISORS, INC

TRUST BUT VERIFY

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