Jonathan Wiley

WILEY CAPITAL PARTNERS

GREENWICH, CT 06831

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CRD#: 5460021

Professional summary

Jonathan Wiley, who also goes by Jonathan Ryan Wiley, is a registered financial advisor currently at WILEY CAPITAL PARTNERS located in Greenwich, Connecticut.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Jonathan has worked at 6 firms and has passed the Series 66, SIE, Series 3, Series 7 and Series 30 exams.

At a Glance

Always Fiduciary

Aliases

Jonathan Ryan Wiley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Lines of Insurance: 420 Madison Ave, NY, NY, Fixed Annuities, Life/Health and Accident, inv-related, Agent since 2017, 10 hours per month. 2)DBA: Arch Global Advisors, 420 Madison Ave, Suite 1202, New York; Began 10/23/2015 as Investment Advisor Representative; INV. REL Devotes 160 hours per month. 3) Jonathan Wiley is dually-registered with Arch Global Advisors, LLC and Cadaret Grant & Co., Inc. Jonathan Wiley has served as an investment advisor representative for Arch Global Advisors, LLC and Cadaret, Grant and as a registered representative with Cadaret Grant & Co., Inc. since 03/2020. Business is conducted from 420 Madison Avenue Suite 1202; New York, NY 10017. Approximately 90% of Jonathan Wiley's time is for services as an investment advisor representative and the balance as a registered representative. 4) Arch Global Partners LLC, 420 Madison Avenue, Suite 1202, NY, NY, Partner since 1/1/21, Advisory services, financial planning, Insurance, Health insurance, retirement planning, 10 hours per month, 10 during trading, investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Wiley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 21, 2023 - Present

WILEY CAPITAL PARTNERS

Office #1: Two Greenwich Office Park Suite 270, Greenwich, CT 06831

RIA

CRD#: 326972

GREENWICH, CT

Past

October 28, 2022 - July 20, 2023

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

New York, NY

Past

March 27, 2020 - July 20, 2023

CADARET, GRANT & CO., INC.

CRD#: 10641

New York, NY

Past

August 9, 2019 - April 14, 2020

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

New York, NY

Past

September 5, 2018 - July 24, 2023

ARCH GLOBAL ADVISORS, LLC

RIA

CRD#: 297397

NEW YORK, NY

Past

October 23, 2015 - March 21, 2018

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

LONG ISLAND CITY, NY

Past

December 14, 2007 - October 28, 2015

NATIONAL SECURITIES CORPORATION

CRD#: 7569

WESTBURY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/13/2025)

IAR

Connecticut
(7/21/2023)

IAR

Florida
(10/5/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 1/19/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 3/21/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Status Unavailable

Passed: 1/5/2009

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 12/13/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 30

Status Unavailable

Passed: 4/8/2010

NFA Branch Manager Examination

Current Firm

WILEY CAPITAL PARTNERS

WILEY CAPITAL PARTNERS | WILEY CAPITAL PARTNERS, L.L.C.

CRD#: 326972 / SEC#:

Arizona

Registered Investment Advisory firm - (5/13/2025 Approved)

Connecticut

Registered Investment Advisory firm - (7/21/2023 Approved)

Florida

Registered Investment Advisory firm - (10/5/2023 Approved)

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Contact information

Main Address

Two Greenwich Office Park Suite 270, Greenwich, CT 06831

Mailing Address

Phone number

(212) 671-2948

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	106
AUM (Assets Under Management)	$ 29,209,668

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathan Wiley

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Wiley's CRS (Customer Relationship Summary).

Certified licenses

Experience

CADARET, GRANT & CO., INC.

CADARET, GRANT & CO., INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

ARCH GLOBAL ADVISORS, LLC

VOYA FINANCIAL ADVISORS, INC.

NATIONAL SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Passed: 1/19/2008

SIE

Passed: 3/21/2018

Series 3

Passed: 1/5/2009

Series 7

Passed: 12/13/2007

Series 30

Passed: 4/8/2010

Current Firm

WILEY CAPITAL PARTNERS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WILEY CAPITAL PARTNERS

TRUST BUT VERIFY

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