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Leon Nmn Perez

GFG SECURITIES
MIAMI, FL
·CRD# 5457524·18 years experience

Professional Summary

Leon Nmn Perez, who also goes by Leon Perez, is a registered financial advisor currently at GFG SECURITIES, LLC located in Miami, Florida. Leon is registered as a RR (Registered Representative) and started their career in finance in 2008. Leon has worked at 1 firm and has passed the Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Leon Perez

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Videos & Posts

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

GFG SECURITIES, LLC·CRD# 132602
BD
701 Brickell Avenue Suite 1400, Miami, FL 33131
May 29, 2008 - Present

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Current Firm

GS
GFG SECURITIES, LLC

GFG SECURITIES, LLC

CRD#: 132602 / SEC#: 8-66606
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

701 Brickell Avenue Suite 1400, Miami, FL 33131

Mailing Address

701 Brickell Avenue Suite 1400, Miami, FL 33131

Phone Number

(305) 810-6555

Established

Delaware since 03/03/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GFG HOLDINGS LLCMEMBER—
MEZA, RODRIGO ALONSOMEMBER7288164
GEORGE, CHRISTOPHER MFINOP6084415
GRANATA, VERONICA NMNGENERAL COUNSEL / CCO5923033
GRUENER, EDUARDO NMNCO-CEO2790331
GRUENER, MAURICIO NMNCO-CEO3119575
PEREZ, LEON NMNPARTNER5457524

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(5/29/2008)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2008About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2020About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Leon Nmn Perez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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