ER
Eric J. Rodriguez
MACQUARIE CAPITAL (USA)
NEW YORK, NY 10103
Some features on this profile are disabled
CRD#: 5455726
ER
Professional summary
Eric Joel Rodriguez is a registered financial professional currently at MACQUARIE CAPITAL (USA) INC. located in New York, New York.
Eric is registered as a RR (Registered Representative) and started their career in finance in 2008. Eric has worked at 9 firms and has passed the Series 66, SIE, Series 79 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Eric Joel Rodriguez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 27, 2025 - Present
MACQUARIE CAPITAL (USA) INC.
Office #1: 660 5th Ave, New York, NY 10103BD
CRD#: 36368
NEW YORK, NY
Past
April 1, 2022 - October 27, 2025
DELAWARE DISTRIBUTORS, L.P.
BD
CRD#: 14232
New York, NY
Past
September 9, 2021 - April 1, 2022
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
NEW YORK CITY, NY
Past
September 28, 2020 - July 30, 2021
HALO SECURITIES, LLC
BD
CRD#: 279029
CHICAGO, IL
Past
December 2, 2019 - May 29, 2020
YIELDSTREET MARKETS LLC
BD
CRD#: 172295
NEW YORK, NY
Past
January 12, 2018 - November 15, 2019
BLACKSTONE SECURITIES PARTNERS L.P.
BD
CRD#: 17917
NEW YORK, NY
Past
January 1, 2012 - December 5, 2017
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
BD
CRD#: 18353
NEWARK, NJ
Past
February 16, 2010 - September 7, 2010
ESSEX NATIONAL SECURITIES, LLC
BD
CRD#: 25454
NEW YORK, NY
Past
November 24, 2008 - February 17, 2010
LPL FINANCIAL LLC
BD
CRD#: 6413
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/27/2025)
RR
Alaska(10/27/2025)
RR
Arizona(10/27/2025)
RR
Arkansas(10/27/2025)
RR
California(10/27/2025)
RR
Colorado(10/27/2025)
RR
Connecticut(10/27/2025)
RR
Delaware(10/27/2025)
RR
District of Columbia(10/27/2025)
RR
Florida(10/28/2025)
RR
Georgia(10/27/2025)
RR
Hawaii(10/27/2025)
RR
Idaho(10/27/2025)
RR
Illinois(10/27/2025)
RR
Indiana(10/27/2025)
RR
Iowa(10/27/2025)
RR
Kansas(10/27/2025)
RR
Kentucky(10/27/2025)
RR
Louisiana(10/27/2025)
RR
Maine(10/27/2025)
RR
Maryland(10/27/2025)
RR
Massachusetts(10/27/2025)
RR
Michigan(10/27/2025)
RR
Minnesota(10/27/2025)
RR
Mississippi(10/27/2025)
RR
Missouri(10/27/2025)
RR
Montana(10/27/2025)
RR
Nebraska(10/27/2025)
RR
Nevada(10/27/2025)
RR
New Hampshire(10/27/2025)
RR
New Jersey(10/27/2025)
RR
New Mexico(10/27/2025)
RR
New York(10/27/2025)
RR
North Carolina(10/27/2025)
RR
North Dakota(10/27/2025)
RR
Ohio(10/27/2025)
RR
Oklahoma(10/27/2025)
RR
Oregon(10/27/2025)
RR
Pennsylvania(10/27/2025)
RR
Puerto Rico(10/27/2025)
RR
Rhode Island(10/27/2025)
RR
South Carolina(10/27/2025)
RR
South Dakota(10/27/2025)
RR
Tennessee(10/27/2025)
RR
Texas(10/27/2025)
RR
Utah(10/27/2025)
RR
Vermont(10/27/2025)
RR
Virgin Islands(10/27/2025)
RR
Virginia(10/27/2025)
RR
Washington(10/27/2025)
RR
West Virginia(10/27/2025)
RR
Wisconsin(10/27/2025)
RR
Wyoming(10/27/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MC
MACQUARIE CAPITAL (USA) INC.
MACQUARIE CAPITAL (USA) INC. | MACQUARIE SECURITIES INC. | MACQUARIE SECURITIES (USA) INC. | MACQUARIE EQUITIES (U.S.A.) INC.
CRD#: 36368 / SEC#: , 8-47198
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
660 5th Ave, New York, NY 10103
Mailing Address
660 5th Ave, New York, NY 10103
Phone number
(212) 231-1000
Established
Delaware since 03/01/1994
Firm type
Corporation
Fiscal year end
March
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MACQUARIE HOLDINGS (USA) INC. | SHAREHOLDER | |
| BACHTELER, TOBIAS | CO-CHIEF EXECUTIVE OFFICER | 4945558 |
| CHAN, PAULINA M | CHIEF COMPLIANCE OFFICER | 3211559 |
| CONAHAN, JAMES S | CHIEF FINANCIAL OFFICER/FINOP | 2538695 |
| DE FREITAS, CARLOS A | CHIEF OPERATING OFFICER | 4812920 |
| FULTON, JANEEN KAY | AML OFFICER | 3066508 |
| VALENTINE, ROBERT GEOFFREY | DIRECTOR | 5633577 |
| VUOLO, JEREMY MURPHY | CO-CHIEF EXECUTIVE OFFICER | 2798378 |
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
