JK
Jyhchi G. Ko
BNP PARIBAS SECURITIES
San Francisco, CA 94111
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CRD#: 5455485
JK
Professional summary
Jyhchi George Ko, who also goes by George Ko, J. George Ko, Jyh-chi George Ko, is a registered financial professional currently at BNP PARIBAS SECURITIES CORP. located in San Francisco, California.
Jyhchi is registered as a RR (Registered Representative) and started their career in finance in 2008. Jyhchi has worked at 2 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
George Ko | J. George Ko | Jyh-Chi George Ko
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jyhchi George Ko's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 9, 2014 - Present
BNP PARIBAS SECURITIES CORP.
Office #1: 475 Sansome Street, Suite 1100, San Francisco, CA 94111BD
CRD#: 15794
San Francisco, CA
Past
March 11, 2008 - May 29, 2008
PACIFIC GROWTH EQUITIES, LLC
BD
CRD#: 24835
SAN FRANCISCO, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/30/2015)
RR
Alaska(7/30/2015)
RR
Arizona(7/30/2015)
RR
Arkansas(7/30/2015)
RR
California(7/30/2014)
RR
Colorado(7/30/2015)
RR
Connecticut(7/30/2015)
RR
Delaware(7/30/2015)
RR
District of Columbia(7/30/2015)
RR
Florida(7/30/2015)
RR
Georgia(7/30/2015)
RR
Hawaii(7/30/2015)
RR
Idaho(7/30/2015)
RR
Illinois(7/30/2015)
RR
Indiana(7/30/2015)
RR
Iowa(7/30/2015)
RR
Kansas(7/30/2015)
RR
Kentucky(7/30/2015)
RR
Louisiana(7/30/2015)
RR
Maine(7/30/2015)
RR
Maryland(7/30/2015)
RR
Massachusetts(7/30/2015)
RR
Michigan(7/30/2015)
RR
Minnesota(7/30/2015)
RR
Mississippi(7/30/2015)
RR
Missouri(7/30/2015)
RR
Montana(7/30/2015)
RR
Nebraska(7/30/2015)
RR
Nevada(7/30/2015)
RR
New Hampshire(7/30/2015)
RR
New Jersey(7/30/2015)
RR
New Mexico(7/30/2015)
RR
New York(7/9/2014)
RR
North Carolina(7/30/2015)
RR
North Dakota(7/30/2015)
RR
Ohio(7/30/2015)
RR
Oklahoma(7/30/2015)
RR
Oregon(7/30/2015)
RR
Pennsylvania(7/30/2015)
RR
Puerto Rico(7/30/2015)
RR
Rhode Island(7/30/2015)
RR
South Carolina(7/30/2015)
RR
South Dakota(7/30/2015)
RR
Tennessee(7/30/2015)
RR
Texas(7/30/2015)
RR
Utah(7/30/2015)
RR
Vermont(7/30/2015)
RR
Virginia(7/30/2015)
RR
Washington(7/30/2015)
RR
West Virginia(7/30/2015)
RR
Wisconsin(7/30/2015)
RR
Wyoming(7/30/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BP
BNP PARIBAS SECURITIES CORP.
BNP PARIBAS SECURITIES CORP. | PARIBAS CORPORATION | MST CORP.
CRD#: 15794 / SEC#: , 8-32682
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
787 Seventh Avenue, New York, NY 10019
Mailing Address
525 Washington Boulevard, Jersey City, NJ 07310
Phone number
(212) 841-2000
Established
Delaware since 09/07/1984
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP | OWNER | |
| BONNAUD, JOE-KARIM | CEO | 7551817 |
| CASTILLO, SUSANNA BEATRIZ | BOARD MEMBER | 4992387 |
| FARRELL, MICHAEL F | CHIEF FINANCIAL OFFICER, FINOP | 2562352 |
| GAO, NICHOLAS N | GENERAL COUNSEL | 5140547 |
| HALPHEN, EMMANUEL | CHIEF OPERATIONS OFFICER | 5019981 |
| HAWLEY, ROBERT WILLIAM JR | CHAIRMAN | 828024 |
| HORTOPAN, NICOLAE SERBAN | CHIEF CONDUCT AND CONTROL OFFICER | 4789377 |
| LING, PETER | BOARD DIRECTOR | 2714915 |
| NIEBLING, JOHN C | CHIEF COMPLIANCE OFFICER | 4736313 |
| PLACIDO, JOSE | BOARD DIRECTOR | 7081415 |
| RAO, PHIROZE S | BOARD DIRECTOR | 7808745 |
| XHAYET, STEPHANE PATRICK | CHIEF OPERATING OFFICER | 5955712 |
Disclosures
| Regulatory Event | 100 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BNP PARIBAS SECURITIES CORP.
CRD#: 15794San Francisco, CA 94111TRUST BUT VERIFY
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