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FIRM PROFILE
Overview
BNP PARIBAS SECURITIES CORP. is located at 787 Seventh Avenue, New York, NY 10019 and was first established at New York, Delaware in 09/07/1984. After operating for 41 years, BNP PARIBAS SECURITIES CORP. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of BNP PARIBAS SECURITIES CORP.’s clients are individuals and 0% of their clients are high net worth individuals. BNP PARIBAS SECURITIES CORP. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at BNP PARIBAS SECURITIES CORP. are registered to handle securities or provide financial advice. The firm has 101 disclosures, 99 being regulatory events, 1 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access BNP PARIBAS SECURITIES CORP.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at BNP PARIBAS SECURITIES CORP.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for BNP PARIBAS SECURITIES CORP. Comes From
Understanding the Statistics for BNP PARIBAS SECURITIES CORP. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
787 Seventh Avenue, New York, NY 10019
525 Washington Boulevard, Jersey City, NJ 07310
Large
(212) 841-2000
Delaware since 09/07/1984
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP | OWNER | ||
| BONNAUD, JOE-KARIM | CEO | 7551817 | |
| CASTILLO, SUSANNA BEATRIZ | BOARD MEMBER & CHIEF CONDUCT AND CONTROL OFFICER | 4992387 | |
| FARRELL, MICHAEL F | CHIEF FINANCIAL OFFICER, FINOP | 2562352 | |
| GAO, NICHOLAS N | GENERAL COUNSEL | 5140547 | |
| HALPHEN, EMMANUEL | CHIEF OPERATIONS OFFICER | 5019981 | |
| HAWLEY, ROBERT WILLIAM JR | CHAIRMAN | 828024 | |
| HORTOPAN, NICOLAE SERBAN | BOARD DIRECTOR | 4789377 | |
| LING, PETER | BOARD DIRECTOR | 2714915 | |
| NIEBLING, JOHN C | CHIEF COMPLIANCE OFFICER | 4736313 | |
| PLACIDO, JOSE | BOARD DIRECTOR | 7081415 | |
| RAO, PHIROZE S | BOARD DIRECTOR | 7808745 | |
| XHAYET, STEPHANE PATRICK | CHIEF OPERATING OFFICER | 5955712 |
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Advisor's working at BNP PARIBAS SECURITIES CORP.
Brooke Alexandra Goldman
Pierre Jean Francois Rogler
Junwen Ding
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