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FIND A BNP PARIBAS SECURITIES CORP. FINANCIAL ADVISOR NEAR ME

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CRD#: 15794
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

BNP PARIBAS SECURITIES CORP. is located at 787 Seventh Avenue, New York, NY 10019 and was first established at New York, Delaware in 09/07/1984. After operating for 41 years, BNP PARIBAS SECURITIES CORP. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of BNP PARIBAS SECURITIES CORP.’s clients are individuals and 0% of their clients are high net worth individuals. BNP PARIBAS SECURITIES CORP. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at BNP PARIBAS SECURITIES CORP. are registered to handle securities or provide financial advice. The firm has 101 disclosures, 99 being regulatory events, 1 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access BNP PARIBAS SECURITIES CORP.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at BNP PARIBAS SECURITIES CORP.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

Crafted using large generative AI models

Where the Statistical Data for BNP PARIBAS SECURITIES CORP. Comes From

Understanding the Statistics for BNP PARIBAS SECURITIES CORP. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
99
Arbitration
1
Bond
1

FIRM INFORMATION

Main Address
787 Seventh Avenue, New York, NY 10019
Mailing Address
525 Washington Boulevard, Jersey City, NJ 07310
Firm Size
Large
Phone Number
(212) 841-2000
Established
Delaware since 09/07/1984
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
BNP PARIBAS US WHOLESALE HOLDINGS, CORPOWNER
BONNAUD, JOE-KARIMCEO7551817
CASTILLO, SUSANNA BEATRIZBOARD MEMBER & CHIEF CONDUCT AND CONTROL OFFICER4992387
FARRELL, MICHAEL FCHIEF FINANCIAL OFFICER, FINOP2562352
GAO, NICHOLAS NGENERAL COUNSEL5140547
HALPHEN, EMMANUELCHIEF OPERATIONS OFFICER5019981
HAWLEY, ROBERT WILLIAM JRCHAIRMAN828024
HORTOPAN, NICOLAE SERBANBOARD DIRECTOR4789377
LING, PETERBOARD DIRECTOR2714915
NIEBLING, JOHN CCHIEF COMPLIANCE OFFICER4736313
PLACIDO, JOSEBOARD DIRECTOR7081415
RAO, PHIROZE SBOARD DIRECTOR7808745
XHAYET, STEPHANE PATRICKCHIEF OPERATING OFFICER5955712

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Advisor's working at BNP PARIBAS SECURITIES CORP.

BG

Brooke Alexandra Goldman

RR
CRD#: 7959976
Location:
New York, NY 10019
Company:
BNP PARIBAS SECURITIES CORP.
Disclosures:
Experience:
1 year
View Profile
PR

Pierre Jean Francois Rogler

Pierre Jean Francois Rogler
RR
CRD#: 7958346
Location:
New York, NY 10019
Company:
BNP PARIBAS SECURITIES CORP.
Disclosures:
Experience:
1 year
View Profile
JD

Junwen Ding

Jenny Ding
RR
CRD#: 7958398
Location:
New York, NY 10019
Company:
BNP PARIBAS SECURITIES CORP.
Disclosures:
Experience:
1 year
View Profile
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