HN
Henry C. Nace
STATE FARM INVESTMENT MANAGEMENT
Philadelphia, PA 19128
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CRD#: 5454223
HN
Professional summary
Henry C Nace, who also goes by Henry Nace, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Philadelphia, Pennsylvania and STATE FARM VP MANAGEMENT CORP. located in West Chester, Pennsylvania.
Henry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Henry has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Henry Nace
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Henry Nace's Insurance Agency; Insurance Agency; Investment-related; 1339 W Chester Pike Ste 5 West Chester, PA 19382-6016; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 01/01/2012; 80; 80; Service customers and supervise employees 2) SFAPAC; Non-Investment-Related; Fifty South Providence Road, Media, PA 19063; The SFAPAC shall be a voluntary, non-profit, unincorporated political association composed of its members, who shall be individuals. The SFAPAC shall be independent of any political party, candidate, or organization. The SFAPAC is organized and shall be operated for the primary purpose of supporting candidates for state or local office in the State of Pennsylvania, except those candidates required to file with the Federal Election Commission. All activities of the SFAPAC shall be conducted within the applicable limits of Federal and State law.; Board Member; 04/01/2022; 1 Mo/1 Mo; Serve as Board Member/attend meetings. 3) HKN Properties, LLC; investment-related; 227 Sills Lane, Downingtown, PA 19335; Investment or Commercial Property; Owner; Owner; 8/9/2017; 4; 0; control of checkbook, review bank statements, make deposits, pay bills-co/signor on checking account.
CRS (Client Relationship Summary) - RIA
Click below to view Henry C Nace's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 1, 2023 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 493 Domino Lane Philadelphia, Philadelphia, PA 19128Office #2: 1339 W Chester Pike Ste 5, West Chester, PA 19382-6016RIA
CRD#: 3487
Philadelphia, PA
Current
May 30, 2008 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 1339 W Chester Pike Ste 5, West Chester, PA 19382-6016BD
CRD#: 43036
West Chester, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(7/18/2014)
IAR
Delaware(6/1/2023)
RR
Maryland(7/18/2014)
IAR
Maryland(6/1/2023)
RR
New Jersey(7/18/2014)
IAR
New Jersey(6/1/2023)
RR
Pennsylvania(5/30/2008)
IAR
Pennsylvania(6/1/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
