JD
Jenny Don Carlos
FIRST COMMAND ADVISORY SERVICES
Fort Worth, TX 76109
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CRD#: 5454175
JD
Professional summary
Jenny Don Carlos, who also goes by Jenny Marie Don Carlos, Jenny Musgrave, Jenny Rhodes, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Fort Worth, Texas and FIRST COMMAND BROKERAGE SERVICES, INC. located in Fort Worth, Texas.
Jenny is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Jenny has worked at 5 firms and has passed the Series 63, Series 65, Series 99TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jenny Marie Don Carlos | Jenny Musgrave | Jenny Rhodes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Agnes & Dora is a non-investment related online clothing boutique; owner; start date: 09/17/2017; approximately 50 hours per month during non-trading hours. SMH Capital Advisors LLC is a related SEC investment adviser; investment related; Platform Program Manager and GIPS coordinator; approximately 30 hours per week during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Jenny Don Carlos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2023 - Present
FIRST COMMAND ADVISORY SERVICES
Office #1: 1 Firstcomm Plaza, Fort Worth, TX 76109RIA
CRD#: 281958
Fort Worth, TX
Current
February 14, 2023 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 1 Firstcomm Plaza, Fort Worth, TX 76109BD
CRD#: 3641
Fort Worth, TX
Past
April 24, 2019 - January 20, 2023
SMH CAPITAL INVESTMENTS LLC
BD
CRD#: 24535
FT. WORTH, TX
Past
May 17, 2012 - January 2, 2019
SANDERS MORRIS LLC
BD
CRD#: 20580
FORT WORTH, TX
Past
April 14, 2009 - January 20, 2023
SMH CAPITAL ADVISORS LLC
RIA
CRD#: 108344
FORT WORTH, TX
Past
February 23, 2009 - April 14, 2009
SANDERS MORRIS LLC
RIA
CRD#: 20580
FORT WORTH, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/6/2024)
RR
Alaska(8/6/2024)
RR
Arizona(8/6/2024)
RR
Arkansas(8/6/2024)
RR
California(8/6/2024)
RR
Colorado(8/6/2024)
RR
Connecticut(8/6/2024)
RR
Delaware(8/6/2024)
RR
District of Columbia(8/6/2024)
RR
Florida(8/6/2024)
RR
Georgia(8/6/2024)
RR
Hawaii(8/6/2024)
RR
Idaho(8/6/2024)
RR
Illinois(8/6/2024)
RR
Indiana(8/6/2024)
RR
Iowa(8/6/2024)
RR
Kansas(8/6/2024)
RR
Kentucky(8/6/2024)
RR
Louisiana(8/6/2024)
RR
Maine(8/6/2024)
RR
Maryland(8/6/2024)
RR
Massachusetts(8/6/2024)
RR
Michigan(8/6/2024)
RR
Minnesota(8/6/2024)
RR
Mississippi(8/6/2024)
RR
Missouri(8/6/2024)
RR
Montana(8/6/2024)
RR
Nebraska(8/6/2024)
RR
Nevada(8/6/2024)
RR
New Hampshire(8/6/2024)
RR
New Jersey(8/6/2024)
RR
New Mexico(8/6/2024)
RR
New York(8/6/2024)
RR
North Carolina(8/6/2024)
RR
North Dakota(8/6/2024)
RR
Ohio(8/7/2024)
RR
Oklahoma(8/6/2024)
RR
Oregon(8/6/2024)
RR
Pennsylvania(8/6/2024)
RR
Rhode Island(8/6/2024)
RR
South Carolina(8/6/2024)
RR
South Dakota(8/6/2024)
RR
Tennessee(8/6/2024)
IAR
Texas(2/17/2023)
RR
Texas(8/2/2024)
RR
Utah(8/6/2024)
RR
Vermont(8/6/2024)
RR
Virginia(8/6/2024)
RR
Washington(8/6/2024)
RR
West Virginia(8/6/2024)
RR
Wisconsin(8/6/2024)
RR
Wyoming(8/6/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
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Contact information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
