Amy Laura Thiessen
Professional Summary
Amy Laura Thiessen, who also goes by Amy Laura Thiessen, Amy Thiessen, is a registered financial advisor currently at THREADMARK LP located in New York, New York. Amy is registered as a RR (Registered Representative) and started their career in finance in 2008. Amy has worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 82 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Amy Laura Thiessen, Amy Thiessen
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
THREADMARK LP
Contact Information
Main Address
300 Park Avenue 2nd Floor, New York, NY 10022Mailing Address
300 Park Avenue 2nd Floor, New York, NY 10022Phone Number
(917) 397-2301Established
Delaware since 04/22/2014Firm Type
Other Types of Legal FormationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (8 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/6/2024)
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(9/6/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82 — Limited Representative-Private Securities Offerings
Passed Jun 2013About the Series 82 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Amy Laura Thiessen's CRS (Customer Relationship Summary).
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