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AT

Amy L. Thiessen

THREADMARK LP
New York, NY 10022
Some features on this profile are disabled
CRD#: 5453617
AT

Professional summary

Amy Laura Thiessen, who also goes by Amy Laura Thiessen, Amy Thiessen, is a registered financial professional currently at THREADMARK LP located in New York, New York.

Amy is registered as a RR (Registered Representative) and started their career in finance in 2008. Amy has worked at 6 firms and has passed the Series 63, SIE, Series 82 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Amy Laura Thiessen | Amy Thiessen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Amy Laura Thiessen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 12, 2024 - Present

THREADMARK LP

Office #1: 300 Park Avenue 2nd Floor, New York, NY 10022
BD
CRD#: 173318
New York, NY
Past

November 8, 2023 - March 28, 2024

FRONTIER SOLUTIONS, LLC

BD
CRD#: 136102
RICHMOND, VA
Past

July 30, 2020 - November 6, 2023

CRITO CAPITAL LLC

BD
CRD#: 161724
WESTPORT, CT
Past

January 14, 2015 - August 14, 2018

PARK MADISON PARTNERS LLC

BD
CRD#: 140016
NEW YORK, NY
Past

June 25, 2013 - January 6, 2015

FOCUSPOINT PRIVATE CAPITAL GROUP

BD
CRD#: 122341
NEW YORK, NY
Past

January 23, 2008 - April 1, 2008

D/B/A CLARKSONS PLATOU SECURITIES

BD
CRD#: 113325
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/6/2024)
RR
Connecticut
(9/6/2024)
RR
Florida
(9/6/2024)
RR
Illinois
(9/6/2024)
RR
Maryland
(9/6/2024)
RR
New York
(9/6/2024)
RR
Ohio
(9/6/2024)
RR
Virginia
(9/6/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 11/18/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/14/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 82
Date: 6/24/2013
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 7
Date: 1/21/2008
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TL
THREADMARK LP
THREADMARK LP

CRD#: 173318 / SEC#: , 8-69535

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
300 Park Avenue 2nd Floor, New York, NY 10022
Mailing Address
300 Park Avenue 2nd Floor, New York, NY 10022
Phone number
(917) 397-2301
Established
Delaware since 04/22/2014
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
THREADMARK GP, LLCGENERAL PARTNER
AHUJA, AJAYCFO/COO/POO2720807
CHAPMAN, BRUCE HUNTLEACCO5062739
GALES, WILHELMINA ANNA MCEO2951268
ROCHE, PASCALFINOP/PFO5920968

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THREADMARK LP

CRD#: 173318New York, NY 10022

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