Wilhelmina Anna M Gales
Professional Summary
Wilhelmina Anna M Gales, who also goes by Anne Gales, Wilhelmina Anna Maria Gales, Wilhelmina Anne Gales, Wilhelmina Anne M Gales, Wilhelmina Anne M. Gales, is a registered financial advisor currently at THREADMARK LP. Wilhelmina is registered as a RR (Registered Representative) and started their career in finance in 1997. Wilhelmina has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 82, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Anne Gales, Wilhelmina Anna Maria Gales, Wilhelmina Anne Gales, Wilhelmina Anne M Gales, Wilhelmina Anne M. Gales
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
THREADMARK LP
Contact Information
Main Address
300 Park Avenue 2nd Floor, New York, NY 10022Mailing Address
300 Park Avenue 2nd Floor, New York, NY 10022Phone Number
(917) 397-2301Established
Delaware since 04/22/2014Firm Type
Other Types of Legal FormationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (8 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/6/2015)
(10/14/2015)
(1/26/2017)
(10/13/2015)
(10/21/2015)
(9/10/2015)
(10/13/2015)
(10/15/2015)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82 — Limited Representative-Private Securities Offerings
Passed Aug 2015About the Series 82 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Wilhelmina Anna M Gales's CRS (Customer Relationship Summary).
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