Robert D. Dobie
Professional summary
Robert Dennis Dobie, who also goes by Bob Dobie, is a registered financial professional currently at COHEN & COMPANY SECURITIES, LLC located in Philadelphia, Pennsylvania.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2007. Robert has worked at 4 firms and has passed the SIE, Series 99TO, Series 27 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Dennis Dobie's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2014 - Present
COHEN & COMPANY SECURITIES, LLC
Office #1: 2929 Arch Street 17th Floor, Philadelphia, PA 19104September 23, 2011 - January 31, 2014
JVB FINANCIAL GROUP, LLC
September 9, 2010 - February 17, 2012
COHEN & COMPANY CAPITAL MARKETS, LLC
November 21, 2007 - September 25, 2012
COHEN & COMPANY SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 11/20/2007
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Nasdaq Stock Market
Current Firm
COHEN & COMPANY SECURITIES, LLC
CRD#: 149758 / SEC#: , 8-68186
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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