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Prakash Krishna Mandgi

CRD# 5453365·Registered 2007 - 2022
Previously Registered: Being a previously registered professional could mean that Prakash is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Prakash Krishna Mandgi, who also goes by Prakash Kridhna Mandgi, was a registered financial advisor. Prakash was a previously registered financial professional and started their career in finance 2007 - 2022. Prakash had worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Prakash Kridhna Mandgi

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

TIGERBRIDGE CAPITAL·CRD# 293066
BD
Latham, NY
September 22, 2020 - September 8, 2022
AGES FINANCIAL SERVICES, LTD.·CRD# 15427
BD
Westport, CT
February 19, 2019 - December 26, 2019
MIDTOWN PARTNERS·CRD# 104223
BD
New York, NY
December 21, 2007 - February 22, 2019

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Current Firm

TC
TIGERBRIDGE CAPITAL

TIGERBRIDGE CAPITAL | TIGERBRIDGE CAPITAL LLC

CRD#: 293066 / SEC#: 8-70086
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

9 Wren Lane, Latham, NY 12110

Mailing Address

9 Wren Lane, Latham, NY 12110

Phone Number

(917) 714-0452

Established

Delaware since 06/14/2017

Firm Type

Limited Liability Company

Fiscal Year End

September

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TIGERBRIDGE HOLDINGS LLCSHAREHOLDER—
BEATON, DANIEL STEWARTFINANCIAL AND OPERATIONS PRINCIPAL4240769
GARDINIER, JUSTIN SCHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER4334703

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2007About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2007About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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