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Justin S Gardinier

TIGERBRIDGE CAPITAL
LATHAM, NY
·CRD# 4334703·25 years experience

Professional Summary

Justin S Gardinier is a registered financial advisor currently at TIGERBRIDGE CAPITAL located in Latham, New York. Justin is registered as a RR (Registered Representative) and started their career in finance in 2001. Justin has worked at 6 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE, Series 82, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

TIGERBRIDGE CAPITAL·CRD# 293066
BD
1. 9 Wren Lane, Latham, NY 121102. Latham, NY
September 28, 2018 - Present
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
January 13, 2004 - October 13, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
June 4, 2002 - May 27, 2003
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
August 30, 2001 - May 30, 2002
J.P. MORGAN SECURITIES INC.·CRD# 18718
BD
New York, NY
May 1, 2001 - July 24, 2001
JPMSI·CRD# 15733
BD
New York, NY
March 14, 2001 - May 1, 2001

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Current Firm

TC
TIGERBRIDGE CAPITAL

TIGERBRIDGE CAPITAL | TIGERBRIDGE CAPITAL LLC

CRD#: 293066 / SEC#: 8-70086
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

9 Wren Lane, Latham, NY 12110

Mailing Address

9 Wren Lane, Latham, NY 12110

Phone Number

(917) 714-0452

Established

Delaware since 06/14/2017

Firm Type

Limited Liability Company

Fiscal Year End

September

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TIGERBRIDGE HOLDINGS LLCSHAREHOLDER—
BEATON, DANIEL STEWARTFINANCIAL AND OPERATIONS PRINCIPAL4240769
GARDINIER, JUSTIN SCHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER4334703

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Massachusetts
(7/21/2022)
RR
New Jersey
(9/2/2020)
RR
New York
(8/19/2019)
RR
Pennsylvania
(10/18/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2018About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Mar 2023About the Series 79TO exam

Series 7TO — General Securities Representative Examination

Passed Mar 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 82 — Limited Representative-Private Securities Offerings

Passed Apr 2018About the Series 82 exam

Series 7 — General Securities Representative Examination

Passed Mar 2001About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2018About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Justin S Gardinier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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