Prakash K. Mandgi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Prakash Krishna Mandgi, who also goes by Prakash Kridhna Mandgi, was a registered financial professional .
Prakash is a previously registered financial professional and started their career in finance in 2007. Prakash had worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 2020 - September 8, 2022
TIGERBRIDGE CAPITAL
February 19, 2019 - December 26, 2019
AGES FINANCIAL SERVICES, LTD.
December 21, 2007 - February 22, 2019
MIDTOWN PARTNERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
TIGERBRIDGE CAPITAL
CRD#: 293066 / SEC#: , 8-70086
Contact information
FINRA licenses (5 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
