Amber A. Kolendo

PERSHING

Oakbrook Terrace, IL 60181

Some features on this profile are disabled

CRD#: 5453074

Professional summary

Amber Anderson Kolendo, who also goes by Amber Dawn Anderson, Amber Anderson Kolendo, Amber Dawn Kolendo, Amber Kolendo, is a registered financial professional currently at PERSHING LLC located in Oakbrook Terrace, Illinois and PERSHING ADVISOR SOLUTIONS LLC located in Oakbrook Terrace, Illinois.

Amber is registered as a RR (Registered Representative) and started their career in finance in 2016. Amber has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Aliases

Amber Dawn Anderson | Amber Anderson Kolendo | Amber Dawn Kolendo | Amber Kolendo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Amber Anderson Kolendo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 22, 2016 - Present

PERSHING LLC

Office #1: Two Mid America Plaza 10th Floor, Oakbrook Terrace, IL, 60181

CRD#: 7560

Oakbrook Terrace, IL

Current

July 26, 2022 - Present

PERSHING ADVISOR SOLUTIONS LLC

Office #1: Two Mid America Plaza 10th Floor, Oakbrook Terrace, IL, 60181

CRD#: 36671

Oakbrook Terrace, IL

Current

July 13, 2026 - Present

BOK FINANCIAL SECURITIES, INC.

Office #1: 499 West Sheridan Avenue 25th 26th And 27th Floors, Oklahoma City, OK, 73102

RIA

CRD#: 17530

Oklahoma City, OK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BOK FINANCIAL SECURITIES, INC.

CRD#: 17530 / SEC#: 801-53600, 8-35381

RIA

Registered Investment Advisory firm - SEC (1/28/1997 Approved)

Arkansas

Registered Investment Advisory firm - SEC (9/26/2001 Terminated)

New Mexico

Registered Investment Advisory firm - SEC (4/26/2005 Terminated)

Oklahoma

Registered Investment Advisory firm - SEC (4/8/2005 Terminated)

Texas

Registered Investment Advisory firm - SEC (5/2/2002 Terminated)

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/13/2026)

Alaska
(7/13/2026)

Arizona
(7/13/2026)

Arkansas
(7/13/2026)

California
(7/13/2026)

Colorado
(7/13/2026)

Connecticut
(7/13/2026)

Delaware
(7/13/2026)

District of Columbia
(7/13/2026)

Florida
(6/23/2016)

Georgia
(7/13/2026)

Hawaii
(7/13/2026)

Idaho
(7/13/2026)

Illinois
(7/13/2026)

Indiana
(7/13/2026)

Iowa
(7/13/2026)

Kansas
(7/13/2026)

Kentucky
(7/13/2026)

Louisiana
(7/13/2026)

Maine
(7/13/2026)

Maryland
(7/13/2026)

Massachusetts
(7/13/2026)

Michigan
(7/13/2026)

Minnesota
(7/13/2026)

Mississippi
(7/13/2026)

Missouri
(7/13/2026)

Montana
(7/13/2026)

Nebraska
(7/13/2026)

Nevada
(7/13/2026)

New Hampshire
(7/13/2026)

New Jersey
(4/9/2019)

New Mexico
(7/13/2026)

New York
(7/13/2026)

North Carolina
(7/13/2026)

North Dakota
(7/13/2026)

Ohio
(7/13/2026)

Oklahoma
(7/13/2026)

Oregon
(7/13/2026)

Pennsylvania
(7/13/2026)

Rhode Island
(7/13/2026)

South Carolina
(7/13/2026)

South Dakota
(7/13/2026)

Tennessee
(7/13/2026)

Texas
(7/13/2026)

Utah
(7/13/2026)

Vermont
(7/13/2026)

Virginia
(7/13/2026)

Washington
(7/13/2026)

West Virginia
(7/13/2026)

Wisconsin
(7/13/2026)

Wyoming
(7/13/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/9/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/22/2016

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/7/2021

General Securities Principal Examination

SRO Registrations

BOX Exchange LLC

SRO Registrations

Cboe C2 Exchange, Inc.

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

MIAX Emerald, LLC

SRO Registrations

MIAX PEARL, LLC

SRO Registrations

MIAX Sapphire

SRO Registrations

Miami International Securities Exchange, LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

NYSE National, Inc.

SRO Registrations

NYSE Texas, Inc.

SRO Registrations

Nasdaq GEMX, LLC

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq MRX, LLC

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

Nasdaq Texas, LLC

SRO Registrations

New York Stock Exchange

Current Firm

BOK FINANCIAL SECURITIES, INC.

CRD#: 17530 / SEC#: 801-53600, 8-35381

RIA

Registered Investment Advisory firm - SEC (1/28/1997 Approved)

Arkansas

Registered Investment Advisory firm - SEC (9/26/2001 Terminated)

New Mexico

Registered Investment Advisory firm - SEC (4/26/2005 Terminated)

Oklahoma

Registered Investment Advisory firm - SEC (4/8/2005 Terminated)

Texas

Registered Investment Advisory firm - SEC (5/2/2002 Terminated)

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

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Contact information

Main Address

One Williams Center Plaza Southeast, Tulsa, OK 74102

Mailing Address

P.o. Box 2300, Tulsa, OK 74192

Phone number

(918) 588-6000

Established

Oklahoma since 12/23/1985

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

165

SEC notice filing (51 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

BOKFA WRAP FEE PROGRAM BROCHURE (6/16/2025)

BOKFA INVESTON WRAP FEE PROGRAM BROCHURE (6/16/2025)

BOKFA PART 2A FIRM BROCHURE (6/16/2025)

Direct owners and executive officers

Name	Position	CRD#
BOK FINANCIAL CORPORATION	DIRECT BENEFICIAL OWNER
DEAN, BRETT ALAN	PRESIDENT	1716141
DODSON, CATHERINE JOANNE	CFO/FINOP	6857597
GALLATIN, THOMAS COY	EXECUTIVE DIRECTOR, ENERGY BANKING	5971928
GRAUER, SCOTT BRADLEY	CEO, CHAIRMAN	1509326
MAHANEY, MINDY MARGARET	BOKFS BOARD MEMBER	6403627
PARRISH, REBECCA ROSE	CHIEF COMPLIANCE OFFICER	6273251
SHAW, JAMES AUGUSTUS	SVP, DIRECTOR OF RETAIL SALES	1264136
STEELE, JAMES BRADFORD	SVP, CHIEF OPERATING OFFICER	6317520
SWANSON, JON CRAIG	BOKFS BOARD MEMBER	5010899

Regulatory assets under management

Total Number of Accounts	3,179
AUM (Assets Under Management)	$ 835,622,979

Disclosures

Regulatory Event	12
Arbitration	2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Amber A. Kolendo

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Amber Anderson Kolendo's CRS (Customer Relationship Summary).

Certified licenses

Experience

PERSHING ADVISOR SOLUTIONS LLC

BOK FINANCIAL SECURITIES, INC.

Primary Firm SEC Registration

BOK FINANCIAL SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/9/2019

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/22/2016

Series 24

Date: 1/7/2021

BOX Exchange LLC

Cboe C2 Exchange, Inc.

Cboe Exchange, Inc.

FINRA

Investors' Exchange LLC

MIAX Emerald, LLC

MIAX PEARL, LLC

MIAX Sapphire

Miami International Securities Exchange, LLC

NYSE American LLC

NYSE Arca, Inc.

NYSE National, Inc.

NYSE Texas, Inc.

Nasdaq GEMX, LLC

Nasdaq ISE, LLC

Nasdaq MRX, LLC

Nasdaq PHLX LLC

Nasdaq Stock Market

Nasdaq Texas, LLC

New York Stock Exchange

Current Firm

BOK FINANCIAL SECURITIES, INC.

Contact information

SEC notice filing (51 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

BOK FINANCIAL SECURITIES, INC.

TRUST BUT VERIFY

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