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Gregory Alan Osterland

HORNOR, TOWNSEND & KENT
AKRON, OH
·CRD# 5448546·19 years experience

Professional Summary

Gregory Alan Osterland is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Akron, Ohio. Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Gregory has worked at 1 firm and has passed the Series 63, SIE and Series 6 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

HORNOR, TOWNSEND & KENT, LLC·CRD# 4031
RIA
BD
130 Springside Dr Suite 100, Akron, OH 44333
October 2, 2026 - Present
HORNOR, TOWNSEND & KENT, LLC·CRD# 4031
RIA
BD
130 Springside Dr Suite 100, Akron, OH 44333
December 3, 2007 - Present

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Current Firm

HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

161 Washington Street Suite 1111, Conshohocken, PA 19428

Mailing Address

161 Washington Street Suite 1111, Conshohocken, PA 19428

Phone Number

(215) 957-7300

Established

Delaware since 09/09/2024

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

# of Employees

485

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

HTK WRAP FEE PROGRAM BROCHURE - PART 2A APPENDIX (4/24/2026)

Direct owners and executive officers

NamePositionCRD#
1847 FINANCIAL LLCSHAREHOLDER—
DAVIS, LISA BETHCO-PRESIDENT5985055
GUNZENHAUSER, RADFORD MICHAELFINOP7253452
HUCKERBY, KEITH GORDONMANAGER2641591
KANE, MICHAEL VITASCO-PRESIDENT5272677
MASON, ANN-MARIECHIEF LEGAL OFFICER AND SECRETARY7145020
O'MALLEY, DAVID MICHAELCHAIRMAN AND MANAGER4468593
ROBINSON, VICTORIA MARIECHIEF COMPLIANCE OFFICER, MANAGER4556827
ROMENESKO, DELANA RAQUELPRINCIPAL OPERATIONS OFFICER2656165
WYANT, JUSTINMANAGER8146157

Regulatory Assets Under Management

Total Number of Accounts

28,369

AUM (Assets Under Management)

$9,014,857,753

Disclosures

Regulatory Event

11

Arbitration

6

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 21ST CENTURY FINANCIAL, INVESTMENT-RELATED, 130 SPRINGSIDE DRIVE, STE. 100, AKRON, OH 44333, INSURANCE SALES FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY, BROKER, START DATE: OCTOBER 2007, APPROX. NUMBER OF HOURS/MONTH: 40-50, APPROX. NUMBER OF HOURS/ MONTH DEVOTED DURING SECURITIES TRADING HOURS: 40-50, DUTIES: SALE OF LIFE, DISABILITY, MEDICAL, LTC AND ANNUITY INSURANCE PRODUCTS. 2) CONSULTING | INVESTMENT RELATED: NO | DBA NAME: PUBLIC PENSION CONSULTANTS | POSITION HELD: ASSOCIATE | ADDRESS: 130 SPRINGSIDE DR, STE 100, AKRON, OH 44333 |START DATE: 1/1/2015 | NATURE OF ACTIVITY: LECTURING FINANCIAL EDUCATION/ RETIREMENT | APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: HELP PUBLIC EMPLOYEES COMPREHEND THEIR STATE SPONSORED PENSION PLANS. 3) NOTARY | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: SUITE 100 130 SPRINGSIDE DRIVE, AKRON, OH 44333 | START DATE: 10/1/2017 | NATURE OF ACTIVITY: SERVICE INDUSTRY | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: NOTARIZATION OF DOCUMENTS. 4) CREATING BLUE TIP FINANCIAL LLC | POSITION: Proprietor/Owner NATURE: Creating an LLC for payroll purposes only. Hiring an assistant in July and was advised by my CPA to create an LLC for ease of preparing taxes in the future. No marketing is intended at this time. | INVESTMENT RELATED: No | NUMBER OF HOURS: 1 | SECURITIES TRADING HOURS: 0 | START DATE: 07/05/2023 | ADDRESS: 130 Springside Dr, Suite 100, Akron OH 44281, United States | DESCRIPTION: This is strictly for ease of tax preparation for hiring an assistant. This LLC will not be used for marketing at this time. 5)1847FINANCIAL, INVESTMENT-RELATED, 130 SPRINGSIDE DRIVE, STE. 100, AKRON, OH 44333, INSURANCE SALES FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY, BROKER, START DATE: 07/01/2024, APPROX. NUMBER OF HOURS/MONTH: 40-50, APPROX. NUMBER OF HOURS/ MONTH DEVOTED DURING SECURITIES TRADING HOURS: 40-50, DUTIES: SALE OF LIFE, DISABILITY, MEDICAL, LTC AND ANNUITY INSURANCE PRODUCTS. 6)501C3 | POSITION: PROPRIETOR/OWNER | NATURE: MY WIFE IS LOOKING TO CREATE A NON-PROFIT 501C3 CALLED "WADSWORTH GRISWOLD HOUSE". THIS IS A CHRISTMAS DISPLAY THAT WE PUT ON EVERY YEAR. WE WOULD LIKE TO BE ABLE TO ACCEPT DONATIONS THAT WE WOULD TURN AROUND AND DONATE EVERY PENNY TO THE CYSTIC FIBROSIS FOUNDATION/ GREAT STRIDES. WE HAVE LIT UP OUR HOUSE FOR YEARS (GOOGLE "WADSWORTH GRISWOLD HOUSE" IF YOU WOULD LIKE TO SEE PICTURES) | INVESTMENT RELATED: NO | NUMBER OF HOURS: 10 | SECURITIES TRADING HOURS: 0 | START DATE: 07/01/2026 | ADDRESS: 173 DUANE LANE, WADSWORTH OH 44281 | DESCRIPTION: THE DISPLAY WE PUT UP EVERY YEAR IS AT MY PERSONAL RESIDENCE. I PUT THE LIGHTS UP ON THE HOUSE. ANY DONATIONS WE COLLECT, WE MAKE SURE THE CHECKS ARE WRITTEN TO THE CYSTIC FIBROSIS FOUNDATION. WE THEN SEND THE CHECKS DIRECTLY TO THE FOUNDATION. WITH PERMISSION, MY WIFE WOULD LIKE TO START A 501C3 THAT ALLOWS ANY DONATIONS (CASH OR CHECK) TO GO DIRECTLY TO THE 501C3. ALL DONATIONS WILL THEN BE SENT DIRECTLY TO THE CF FOUNDATION.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(9/28/2010)
RR
Colorado
(12/15/2023)
RR
Florida
(8/1/2023)
IAR
Florida
(10/5/2026)
RR
Georgia
(6/30/2023)
RR
Illinois
(5/6/2022)
RR
Indiana
(8/26/2013)
RR
Iowa
(7/12/2013)
RR
Maryland
(8/10/2022)
RR
Michigan
(5/10/2022)
RR
Minnesota
(7/24/2025)
RR
Missouri
(3/2/2023)
RR
New York
(10/3/2021)
RR
North Dakota
(4/2/2026)
RR
Ohio
(12/3/2007)
IAR
Ohio
(10/4/2026)
RR
Pennsylvania
(10/17/2023)
RR
Rhode Island
(7/9/2020)
RR
South Carolina
(10/20/2018)
RR
Texas
(1/10/2018)
IAR
Texas
(10/2/2026)
RR
Virginia
(10/16/2023)
RR
Wisconsin
(4/15/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2009About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 2007About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Gregory Alan Osterland's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Gregory Alan Osterland's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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