Joshua M. Curtis
Professional summary
Joshua Matthew Curtis is a registered financial professional currently at KCOE CAPITAL LLC located in Columbus, Ohio.
Joshua is registered as a RR (Registered Representative) and started their career in finance in 2009. Joshua has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joshua Matthew Curtis's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 24, 2020 - Present
KCOE CAPITAL LLC
Office #1: 230 West Street Suite 700, Columbus, OH 43215January 4, 2017 - December 31, 2018
INTERNATIONAL ASSETS ADVISORY, LLC
September 12, 2015 - January 30, 2017
DELTA SECURITIES COMPANY LLC
February 25, 2009 - September 27, 2013
CJK SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/24/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
KCOE CAPITAL LLC
CRD#: 104609 / SEC#: , 8-52955
Contact information
FINRA licenses (18 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PINION WEALTH MANAGEMENT, LLC | SHAREHOLDER | |
| CALLAHAN, STEVEN JOSEPH | TREASURER, FINANCIAL PRINCIPAL, PFO, POO | 5451566 |
| DEGENSHEIN, DEBRA ANN | VP ADMINISTRATION & MUNI PRINCIPAL | 2923781 |
| FUNK, DONNA MARIE | CHAIRMAN OF BOARD | 7253561 |
| GIBBS, BRYCE EDWARD | DIRECTOR | 7255260 |
| MARTIN, PETER T | LLC MANAGER, CCO, AND AMLCO | 4901731 |
| WALD, JEFFREY JAY | DIRECTOR | 4742155 |
Red Flags
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