Steven Joseph Callahan
Professional Summary
Steven Joseph Callahan is a registered financial advisor currently at KCOE CAPITAL LLC located in Scottsdale, Arizona. Steven is registered as a RR (Registered Representative) and started their career in finance in 2007. Steven has worked at 1 firm and has passed the Series 99TO, SIE and Series 28 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
KC BROKERAGE SERVICES, LLC | KCOE CAPITAL LLC | KCOE CAPITAL ADVISORS, LLC
Contact Information
Main Address
2725 Nw 24th Ave., Camas, WA 98607Mailing Address
2725 Nw 24th Ave., Camas, WA 98607Phone Number
(360) 624-7300Established
Kansas since 03/28/2000Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (18 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PINION WEALTH MANAGEMENT, LLC | SHAREHOLDER | — |
| BRIN, SCOTT PAUL | DIRECTOR | 8263042 |
| CALLAHAN, STEVEN JOSEPH | TREASURER, FINANCIAL PRINCIPAL, PFO, POO | 5451566 |
| DEGENSHEIN, DEBRA ANN | VP ADMINISTRATION & MUNI PRINCIPAL | 2923781 |
| FUNK, DONNA MARIE | CHAIRMAN OF BOARD | 7253561 |
| MARTIN, PETER T | LLC MANAGER, CCO, AND AMLCO | 4901731 |
| WALD, JEFFREY JAY | DIRECTOR | 4742155 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Dec 2007About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Steven Joseph Callahan's CRS (Customer Relationship Summary).
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