Massimiliano Pula
Professional Summary
Massimiliano Pula, who also goes by Pula Massimiliano, is a registered financial advisor currently at MEDIOBANCA SECURITIES USA LLC located in New York, New York. Massimiliano is registered as a RR (Registered Representative) and started their career in finance in 2007. Massimiliano has worked at 1 firm and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Pula Massimiliano
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
MEDIOBANCA SECURITIES USA | MEDIOBANCA SECURITIES USA LLC
Contact Information
Main Address
1450 Broadway 37th Floor, New York, NY 10018Mailing Address
1450 Broadway 37th Floor, New York, NY 10018Phone Number
(212) 991-4744Established
Delaware since 08/23/2006Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MEDIOBANCA BANCA DI CREDITO FINANZIARIO S.P.A. | 100% OWNER | — |
| ACHZET, DAVID EDWARD | CHIEF COMPLIANCE OFFICER | 1209132 |
| ALMERINI, LOUIS ACHILLE | FINOP/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 1605183 |
| PULA, MASSIMILIANO | CEO | 5446174 |
| ROMEO, ROBERTO | DIRECTOR | 7640931 |
| ROTUNNO, ANNALISA | DIRECTOR | 7640314 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/22/2008)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Massimiliano Pula's CRS (Customer Relationship Summary).
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